0000899243-16-031976.txt : 20161019 0000899243-16-031976.hdr.sgml : 20161019 20161019152212 ACCESSION NUMBER: 0000899243-16-031976 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161019 FILED AS OF DATE: 20161019 DATE AS OF CHANGE: 20161019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forterra US Holdings, LLC CENTRAL INDEX KEY: 0001687502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 161942513 BUSINESS ADDRESS: STREET 1: 511 EAST JOHN CARPENTER FREEWAY CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: (469) 458-7973 MAIL ADDRESS: STREET 1: 511 EAST JOHN CARPENTER FREEWAY CITY: IRVING STATE: TX ZIP: 75062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAYKEN JOHN P CENTRAL INDEX KEY: 0001267446 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 161942514 MAIL ADDRESS: STREET 1: 2711 NORTH HASKELL AVENUE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75204 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2016-10-19 0 0001678463 Forterra, Inc. FRTA 0001267446 GRAYKEN JOHN P 2711 NORTH HASKELL AVENUE SUITE 1700 DALLAS TX 75204 0 0 1 0 0001687502 Forterra US Holdings, LLC 2711 NORTH HASKELL AVENUE SUITE 1700 DALLAS TX 75204 0 0 1 0 Common Stock 45369474 I See footnote These shares are held directly by Forterra US Holdings, LLC, which is indirectly controlled by John P. Grayken. Each of the reporting persons disclaims beneficial ownership of the shares except to the extent of such reporting person's pecuniary interest therein. /s/ William D. Young, attorney-in-fact for John P. Grayken 2016-10-19 /s/ Kyle S. Volluz, President of Forterra US Holdings, LLC 2016-10-19 EX-24.1 2 attachment1.htm EX-24.1 DOCUMENT

                               POWER OF ATTORNEY

      Know all by these presents, that the undersigned hereby constitutes and
appoints William D. Young with full power of substitution, the undersigned's
true and lawful attorney-in-fact to:

      (1)   prepare, execute in the undersigned's name and on the undersigned's
            behalf, and submit to the U.S. Securities and Exchange Commission
            (the "SEC") a Form ID, including amendments thereto, and any other
            documents necessary or appropriate to obtain codes and passwords
            enabling the undersigned to make electronic filings with the SEC of
            reports required by Section 16(a) of the Securities Exchange Act of
            1934, as amended (the "Exchange Act") or any rule or regulation of
            the SEC;

      (2)   execute for and on behalf of the undersigned, in the undersigned's
            capacity as a beneficial owner of more than 10% of the capital stock
            of Forterra, Inc. (the "Company"), Forms 3, 4, and 5 in accordance
            with Section 16(a) of the Exchange Act and the rules thereunder and
            Schedules 13D and 13G in accordance with Section 13 of the Exchange
            Act and the rules thereunder;

      (3)   do and perform any and all acts for and on behalf of the undersigned
            which may be necessary or desirable to complete and execute any such
            Form 3, 4, or 5 or Schedules 13D or 13G, complete and execute any
            amendment or amendments thereto, and timely file such form with the
            SEC and any stock exchange or similar authority; and

      (4)   take any other action of any type whatsoever in connection with the
            foregoing which, in the opinion of such attorney-in-fact, may be of
            benefit to, in the best interest of, or legally required by, the
            undersigned, it being understood that the documents executed by such
            attorney-in-fact on behalf of the undersigned pursuant to this Power
            of Attorney shall be in such form and shall contain such terms and
            conditions as such attorney-in-fact may approve in such attorney-in-
            fact's discretion.

      The undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorney-in-fact, in
serving in such capacity at the request of the undersigned, is not assuming, nor
is the Company assuming, any of the undersigned's responsibilities to comply
with Sections 13 and 16 of the Exchange Act.

      This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorney-in-fact.


      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 7th day of September 2016.



                               /s/ John P. Grayken
                              -----------------------------
                              Signature

                              John P. Grayken
                              ----------------------------
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