0001561518-19-000002.txt : 20190212 0001561518-19-000002.hdr.sgml : 20190212 20190212153343 ACCESSION NUMBER: 0001561518-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190208 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vacher Kate CENTRAL INDEX KEY: 0001561518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31909 FILM NUMBER: 19590432 MAIL ADDRESS: STREET 1: ASPEN INSURANCE HOLDINGS LIMITED STREET 2: 141 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM19 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN INSURANCE HOLDINGS LTD CENTRAL INDEX KEY: 0001267395 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 141 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM 19 BUSINESS PHONE: 1 441 295 8201 MAIL ADDRESS: STREET 1: 141 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM 19 4 1 wf-form4_155000360738413.xml FORM 4 X0306 4 2019-02-08 0 0001267395 ASPEN INSURANCE HOLDINGS LTD AHL 0001561518 Vacher Kate ASPEN INSURANCE HOLDINGS LIMITED 141 FRONT STREET HAMILTON D0 HM19 BERMUDA 0 1 0 0 CEO, ABL Ordinary Shares 2019-02-08 4 A 0 627 A 40015 D Ordinary Shares 2019-02-08 4 F 0 76 42.56 D 39939 D Ordinary Shares 2019-02-08 4 A 0 1095 A 41034 D Ordinary Shares 2019-02-08 4 F 0 132 42.56 D 40902 D Ordinary Shares 2019-02-09 4 A 0 1209 A 42111 D Ordinary Shares 2019-02-09 4 F 0 146 42.56 D 41965 D Ordinary Shares 2019-02-10 4 A 0 1111 A 43076 D Ordinary Shares 2019-02-10 4 F 0 134 42.56 D 42942 D Restricted Share Units (2015 Part Bonus) 2019-02-08 4 M 0 627 D Ordinary Shares 627.0 0 D Restricted Share Units (2016 Grant) 2019-02-08 4 M 0 1095 D Ordinary Shares 1095.0 0 D Restricted Share Units (2018 Grant) 2019-02-09 4 M 0 1209 D Ordinary Shares 1209.0 2416 D Restricted Share Units (2017 Grant) 2019-02-10 4 M 0 1111 D Ordinary Shares 1111.0 1112 D Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units. Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2015 Part Bonus Restricted Share Units. Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2016 Restricted Share Units. Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2018 Restricted Share Units. Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2017 Restricted Share Units. Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares. Represents a portion of the Reporting Person's annual bonus for 2015 paid in Restricted Share Units. The Restricted Share Units were granted on February 8, 2016. One-third of the Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service, unless terminated without cause or by the Reporting Person for good reason. Upon vesting of the Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting. /s/Silvia Martinez as Attorney-in-fact for Kathryn Vacher 2019-02-12