0001209191-14-064237.txt : 20141022
0001209191-14-064237.hdr.sgml : 20141022
20141022093736
ACCESSION NUMBER: 0001209191-14-064237
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141020
FILED AS OF DATE: 20141022
DATE AS OF CHANGE: 20141022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN INSURANCE HOLDINGS LTD
CENTRAL INDEX KEY: 0001267395
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 141 FRONT STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 19
BUSINESS PHONE: 1 441 295 8201
MAIL ADDRESS:
STREET 1: 141 FRONT STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 19
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Few James
CENTRAL INDEX KEY: 0001561838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31909
FILM NUMBER: 141166950
MAIL ADDRESS:
STREET 1: ASPEN INSURANCE HOLDINGS LIMITED
STREET 2: 141 FRONT STREET
CITY: HAMILTON
STATE: D0
ZIP: HM19
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-10-20
1
0001267395
ASPEN INSURANCE HOLDINGS LTD
AHL
0001561838
Few James
ASPEN INSURANCE HOLDINGS LIMITED
141 FRONT STREET
HAMILTON
D0
HM19
BERMUDA
0
0
0
1
Former CEO Aspen Re
Restricted Share Units (2014 Grant)
2014-10-20
4
J
0
8573
D
Ordinary Shares
8573
4287
D
Restricted Share Units (2013 Grant)
2014-10-20
4
J
0
3310
D
Ordinary Shares
3310
3310
D
Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.
Pursuant to the Severance Agreement dated as of October 20, 2014 between the Reporting Person and Aspen Bermuda Limited, the Reporting Person forfeited 8,573 2014 Restricted Share Units.
Represents 2014 Restricted Share Units granted on April 25, 2014 under our 2013 Share Incentive Plan. One-third of the 2014 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2014 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.
Pursuant to the Severance Agreement dated as of October 20, 2014 between the Reporting Person and Aspen Bermuda Limited, the Reporting Person forfeited 3,310 2013 Restricted Share Units.
Represents 2013 Restricted Share Units granted on February 11, 2013 under our 2003 Share Incentive Plan (as amended). One-third of the 2013 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2013 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.
/s/ Patricia Roufca as Attorney-in-Fact for James Few
2014-10-22
EX-24.4_542326
2
poa.txt
POA DOCUMENT
Power of Attorney Relating to Section 16 Filings
Know all by these presents, that the undersigned hereby constitutes and appoints
each of Michael Cain, Patricia Roufca, Sarah Vanderpump and Joshua Felix Cohen
with full power of substitution and resubstitution, the undersigned's true and
lawful attorney-in-fact to:
(1) prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID,
including amendments thereto, and any other documents necessary or appropriate
to obtain codes and passwords enabling the undersigned to make electronic
filings with the SEC of reports required by Section 16(a) of the Securities
Exchange Act of 1934, as amended (the "Exchange Act") or any rule or regulation
of the SEC;
(2) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of Aspen Insurance Holdings Limited (the
"Company"), any Form 3, 4, and 5 in accordance with Section 16(a) of the
Exchange Act;
(3) prepare and sign on behalf of the undersigned any Form 144 Notice under the
Securities Act of 1933, as amended (the "Securities Act"), and file the same
with the SEC;
(4) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, 5, or
144, complete and execute any amendment or amendments thereto, and timely file
such form with the SEC and any stock exchange or similar authority; and
(5) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Exchange Act or Section 5 of the Securities Act or Rule
144 promulgated under such Act.
This Power of Attorney shall remain in effect until the undersigned is no longer
required to file Forms 3, 4, 5 and 144 with respect to the undersigned's
holdings of and transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 7th day of
November, 2012.
/s/ James Few
JAMES FEW