0001209191-17-032621.txt : 20170516
0001209191-17-032621.hdr.sgml : 20170516
20170516161319
ACCESSION NUMBER: 0001209191-17-032621
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170512
FILED AS OF DATE: 20170516
DATE AS OF CHANGE: 20170516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empire State Realty Trust, Inc.
CENTRAL INDEX KEY: 0001541401
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 371645259
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET, 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-953-0888
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET, 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKMAN WILLIAM H
CENTRAL INDEX KEY: 0001267347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36105
FILM NUMBER: 17848731
MAIL ADDRESS:
STREET 1: 650 MADISON AVE
STREET 2: 25TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-12
0
0001541401
Empire State Realty Trust, Inc.
ESRT
0001267347
BERKMAN WILLIAM H
C/O EMPIRE STATE REALTY TRUST, INC.,
111 WEST 33RD STREET, 12TH FLOOR
NEW YORK
NY
10120
1
0
0
0
LTIP Units
2017-05-12
4
A
0
9694
0.00
A
2017-05-12
Class A Common Stock
9694
41457
D
Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are
covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership
Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc.
(the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating
Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first
three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State
Realty OP, L.P. 2013 Equity Incentive Plan.
/s/ Debra Levin, Attorney-in-Fact
2017-05-16