0001209191-21-063650.txt : 20211109 0001209191-21-063650.hdr.sgml : 20211109 20211109170029 ACCESSION NUMBER: 0001209191-21-063650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211105 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Colberg Alan B. CENTRAL INDEX KEY: 0001516501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31978 FILM NUMBER: 211393075 MAIL ADDRESS: STREET 1: ASSURANT, INC. STREET 2: ONE CHASE MANHATTAN PLAZA, 41 FL. CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSURANT, INC. CENTRAL INDEX KEY: 0001267238 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE CARRIERS, NEC [6399] IRS NUMBER: 391126612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 BROADWAY STREET 2: SUITE 2901 CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212-859-7000 MAIL ADDRESS: STREET 1: 55 BROADWAY STREET 2: SUITE 2901 CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: ASSURANT INC DATE OF NAME CHANGE: 20031016 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-05 0 0001267238 ASSURANT, INC. AIZ 0001516501 Colberg Alan B. C/O ASSURANT, INC. 55 BROADWAY, SUITE 2901 NEW YORK NY 10006 1 1 0 0 CEO Common Stock 2021-11-05 4 S 0 11792 165.2571 D 176376.428 D Common Stock 2021-11-05 4 S 0 1608 166.6798 D 174768.428 D The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.00 through $165.85, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote to Form 4. The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.18 through $167.14, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote to Form 4. Includes restricted stock units. Lisa Richter, Attorney-in-Fact 2021-11-09 EX-24 2 poa.txt POA DOCUMENT SUBSTITUTE POWER OF ATTORNEY Under the terms of a power of attorney, dated July 1, 2016 (the "Power of Attorney") the undersigned, Lisa Richter and Mariana Wisk, were appointed attorneys-in-fact for Alan B. Colberg (the "Section 16 Reporting Person"), signing singly, to: (1) execute for and on behalf of the Section 16 Reporting Person, in their capacity as an officer, director and/or 10% shareholder of Assurant, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the Section 16 Reporting Person which may be necessary or desirable to complete and execute any such Form 3, 4, or 5 and timely file such form with the Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the Section 16 Reporting Person, it being understood that the documents executed by such attorney-in-fact on behalf of the Section 16 Reporting Person pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. In accordance with the authority granted under the Power of Attorney, including the power of substitution, the undersigned hereby appoints Nora Mulrooney as a substitute attorney-in-fact, on behalf of the Section 16 Reporting Person, with the power to act without any other and with full power of substitution, to exercise and execute all of the powers granted or conferred in the original Power of Attorney. Date: June 5, 2019 By: /s/ Lisa Richter ________________________________________ Name: Lisa Richter Title: Attorney-in-Fact By: /s/ Mariana Wisk ________________________________________ Name: Mariana Wisk Title: Attorney-in-Fact