-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SByY6m1lmwI57sFdvi/EcJTaLkX5VDB1HITPhujeKlrEjZTSwN+qqoC3/UYv9Qro 2ypkBqQlGg1KqcDjGzbyCg== 0001193125-06-231517.txt : 20061113 0001193125-06-231517.hdr.sgml : 20061110 20061113063846 ACCESSION NUMBER: 0001193125-06-231517 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20061110 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSURANT INC CENTRAL INDEX KEY: 0001267238 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 391126612 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31978 FILM NUMBER: 061204952 MAIL ADDRESS: STREET 1: ONE CHASE MANHATTAN PLAZA CITY: NEW YORK STATE: NY ZIP: 10005 8-K 1 d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


FORM 8-K

 


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report: November 10, 2006

 


Assurant, Inc.

(Exact Name of Registrant as Specified in Charter)

 


 

Delaware   001-31978   39-1126612

(State or Other Jurisdiction

of Incorporation)

  (Commission File Number)  

(I.R.S. Employer

Identification No.)

 

One Chase Manhattan Plaza, 41st Floor

New York, New York

  10005
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 859-7000

N/A

(Former Name or Former Address, if Changed Since Last Report)

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 8.01 Other Events.

On November 10, 2006, Assurant, Inc. issued a press release announcing that it has filed a Form 12b-25 with the Securities and Exchange Commission to obtain a five day extension of the due date for its Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2006. A copy of the press release is filed as Exhibit 99.1.

Item 9.01 Exhibits.

 

Exhibit No.  

Exhibit Description

99.1   Press Release dated November 10, 2006

 

-2-


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ASSURANT, INC.
Date: November 10, 2006   By:  

/s/ Katherine Greenzang

    Katherine Greenzang
    Senior Vice President, General Counsel and Secretary

 

- 3 -

EX-99.1 2 dex991.htm PRESS RELEASE Press Release

Exhibit 99.1

LOGO

 

Press Contact:

   Investor Relations:   

Drew Guthrie

   Melissa Kivett    John Egan

Manager, Communications

   Senior Vice President    Vice President

and Media Relations

   Investor Relations    Investor Relations

Phone: 212-859-7002

   Phone: 212-859-7029    Phone: 212-859-7197

Fax: 212-859-5893

   Fax: 212-859-5893    Fax: 212-859-5893

drew.guthrie@assurant.com

   melissa.kivett@assurant.com    john.egan@assurant.com

Assurant Extends Form 10-Q Filing Deadline

NEW YORK, November 10, 2006 — Assurant, Inc. (“Assurant” or “company”) (NYSE: AIZ), today announced that it has filed notification with the Securities and Exchange Commission on Form 12b-25 pursuant to which the company is seeking an extension of up to five days to file its Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2006.

The company’s management is assessing whether certain amounts were incorrectly classified in the company’s unaudited Consolidated Statement of Cash Flows for the period ended September 30, 2006 and prior periods. The potential misclassifications are primarily attributable to the net increase (decrease) in payables and receivables arising from investment purchases and sales that had not yet settled as of the end of the reporting period.

This could affect the subtotals of cash flows from operating, investing and financing activities, but will have no impact on the company’s Consolidated Balance Sheets, Consolidated Statements of Operations or the related earnings per share amounts as of the end of or for any previously reported period. As a result of this review, the company is also assessing the effectiveness of its controls over financial reporting as they relate to the preparation of the Statement of Cash Flows.

The quarterly report on Form 10-Q, which was due to be filed on November 9, 2006 is expected to be filed prior to or on November 14, 2006; however, there can be no assurance that the 10-Q will be filed on or prior to such date.

Assurant, which is traded on the New York Stock Exchange under the symbol AIZ, has more than $20 billion in assets and $7 billion in annual revenue. The Assurant Web site is www.assurant.com.

# # #

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