-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ik6ANekWQrz7i58ejn3Wku1BAk8OJbhmK34mHI4QtH9TkqsejD3pn4sPL2eNrfEt HRfM1dyxhw0aAU08A+7oig== 0001181431-08-026316.txt : 20080423 0001181431-08-026316.hdr.sgml : 20080423 20080423172248 ACCESSION NUMBER: 0001181431-08-026316 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080422 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Other Events FILED AS OF DATE: 20080423 DATE AS OF CHANGE: 20080423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASSURANT INC CENTRAL INDEX KEY: 0001267238 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 391126612 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31978 FILM NUMBER: 08772473 MAIL ADDRESS: STREET 1: ONE CHASE MANHATTAN PLAZA CITY: NEW YORK STATE: NY ZIP: 10005 8-K 1 rrd203745.htm Prepared By R.R. Donnelley Financial -- Form 8-K
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C., 20549
 
Form 8-K
 
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date Of Report (Date Of Earliest Event Reported):  04/22/2008
 
Assurant, Inc.
(Exact Name of Registrant as Specified in its Charter)
 
Commission File Number:  001-31978
 
DE
  
39-1126612
(State or Other Jurisdiction of
  
(I.R.S. Employer
Incorporation or Organization)
  
Identification No.)
 
One Chase Manhattan Plaza, 41st Floor
New York, New York 10005
(Address of Principal Executive Offices, Including Zip Code)
 
(212) 859-7000
(Registrant’s Telephone Number, Including Area Code)
 
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act(17CFR240.14a-12)

[  ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act(17CFR240.14d-2(b))

[  ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act(17CFR240.13e-4(c))
 

Items to be Included in this Report

 
Item 5.02.    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
 
On April 22, 2008, Assurant, Inc. (the "Company") announced that Jerome A. Atkinson, Executive Vice President and Chief Compliance Officer, will be retiring from the Company effective July 1, 2008.
 
 
Item 8.01.    Other Events
 
On April 22, 2008, the Company also announced that Bart Schwartz will be joining Assurant as Executive Vice President, Chief Legal Officer and Secretary effective April 28, 2008. Attached hereto as Exhibit 99.1 and incorporated herein by reference is a press release issued by the Company yesterday regarding Mr. Schwartz's appointment.
 

 

Signature(s)
 
Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the Undersigned hereunto duly authorized.
 
     
 
Assurant, Inc.
 
 
Date: April 23, 2008.
     
By:
 
/s/    Raj B. Dave

               
Raj B. Dave
               
Vice President and Managing Attorney
 
 


 

Exhibit Index
 
Exhibit No.

  
Description

EX-99.1
  
Press Release dated April 22, 2008
EX-99.1 2 rrd203745_24109.htm PRESS RELEASE DATED APRIL 22, 2008 Press Contact:

Press Contact:
Drew Guthrie
Manager, Communications
and Media Relations
Phone: 212-859-7002
Fax: 212-859-5893
drew.guthrie@assurant.com

Investor Relations:
Melissa Kivett
Senior Vice President
Investor Relations
Phone: 212-859-7029
Fax: 212-859-5893
melissa.kivett@assurant.com

John Egan
Vice President
Investor Relations
Phone: 212-859-7197
Fax: 212-859-5893
john.egan@assurant.com

FOR IMMEDIATE RELEASE

Assurant, Inc. Appoints Bart Schwartz as Chief Legal Officer and Secretary

New York - April 22, 2008 - Assurant, Inc. ("Assurant") (NYSE: AIZ), a premier provider of specialized insurance and insurance-related products and services, today announced that Bart Schwartz, 55, has joined the firm as executive vice president, chief legal officer and secretary, effective April 28, 2008. Mr. Schwartz will be responsible for Assurant's legal department and its compliance, government relations and internal audit functions. He succeeds Jerome A. Atkinson, 58, Assurant's executive vice president and chief compliance officer, who will work to transition his responsibilities prior to his retirement from Assurant on July 1. Earlier this month, Katherine Greenzang, senior vice president, general counsel and secretary of Assurant had announced her intention to leave to spend more time with her family and will provide assistance with the transition.

Mr. Schwartz has practiced law for 30 years with leading law firms and major public companies. Most recently, he served as chief corporate governance officer, corporate secretary and chief securities counsel at The Bank of New York, where he played an important role in legal matters related to The Bank of New York's merger with Mellon Financial Corporation. Previously, Mr. Schwartz was deputy general counsel and corporate secretary of Marsh & McLennan Companies in New York, where he was responsible for all corporate legal affairs of the parent company, including corporate governance, securities law compliance and reporting and corporate transactions, and for employment law, executive compensation and employee benefits matters.

Robert B. Pollock, Assurant's president and chief executive officer said: "We are delighted to welcome Bart to Assurant. He is a seasoned legal professional with broad expertise in corporate governance and in public company legal and regulatory issues in the insurance and financial services industries. We look forward to his contributions as we continue to execute on our diversified specialty insurance strategy."

Mr. Pollock continued: "Jerome has been a valued member of our management team and has shown great dedication to Assurant and its growth over his two-decade tenure. We wish him all the best in his retirement. And after fourteen years of strong contributions to Assurant's success, we wish Katherine and her family all the best as she transitions to a new role at home."

Mr. Schwartz said: "I look forward to joining Assurant. As a leading specialty insurer, Assurant is a highly regarded name in the insurance industry. I am excited about the opportunity to work with my new colleagues to contribute to the firm's continued success."

Mr. Schwartz's previous legal experience includes serving as senior vice president and general counsel of The MONY Group, acting as strategic and legal advisor through critical stages in the company's history, including its sale to AXA Financial. Before that, he had served as senior vice president and general counsel of Willis Corroon Corporation (now Willis Group Holdings). Mr. Schwartz began his legal career as an associate at Debevoise & Plimpton and later at Skadden, Arps, Slate Meagher & Flom.

Mr. Schwartz earned a Bachelor of Arts degree from Antioch College, a Juris Doctor degree from the University of Southern California and a Master of Business Administration degree from Vanderbilt University. He has published books and articles on corporate governance, securities law, and insurance issues, and is a member of the board of directors of the Association of Corporate Counsel.

Assurant is a premier provider of specialized insurance products and related services in North America and selected other international markets. The four key businesses -- Assurant Solutions; Assurant Specialty Property; Assurant Health; and Assurant Employee Benefits -- have partnered with clients who are leaders in their industries and have built leadership positions in a number of specialty insurance market segments in the U.S. and selected international markets. The Assurant business units provide debt protection administration; credit-related insurance; warranties and service contracts; pre-funded funeral insurance; creditor-placed homeowners insurance; manufactured housing homeowners insurance; individual health and small employer group health insurance; group dental insurance; group disability insurance; and group life insurance.

Assurant, a Fortune 500 company and a member of the S&P 500, is traded on the New York Stock Exchange under the symbol AIZ. Assurant has more than $26 billion in assets and $8 billion in annual revenue. Assurant has more than 13,000 employees worldwide and is headquartered in New York's financial district. www.assurant.com

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