0001753926-23-001344.txt : 20231016
0001753926-23-001344.hdr.sgml : 20231016
20231016181251
ACCESSION NUMBER: 0001753926-23-001344
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231012
FILED AS OF DATE: 20231016
DATE AS OF CHANGE: 20231016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Gregg
CENTRAL INDEX KEY: 0001624919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 231328174
MAIL ADDRESS:
STREET 1: PO BOX 200
CITY: WALLED LAKE
STATE: MI
ZIP: 48390-0200
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vivani Medical, Inc.
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1350 S. LOOP ROAD
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 1350 S. LOOP ROAD
CITY: ALAMEDA
STATE: CA
ZIP: 94502
FORMER COMPANY:
FORMER CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
DATE OF NAME CHANGE: 20031010
4
1
ownership.xml
X0508
4
2023-10-12
0
0001266806
Vivani Medical, Inc.
VANI
0001624919
Williams Gregg
C/O 1350 S. LOOP ROAD
ALAMEDA
CA
94502
1
0
1
0
0
Common Stock
2023-10-12
4
P
0
1405
1.00
A
369423
D
Common Stock
2023-10-13
4
P
0
9414
1.01
A
378837
D
Common Stock
2023-10-16
4
P
0
1600
1.00
A
380437
D
Common Stock
13677308
I
See footnote
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.
In addition to the shares Mr. Williams purchased directly in his name on the open market Mr. Williams owns 13,677,308 shares indirectly as follows: (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.
/s/ Gregg Williams
2023-10-16