0001615774-18-001836.txt : 20180312
0001615774-18-001836.hdr.sgml : 20180312
20180312194145
ACCESSION NUMBER: 0001615774-18-001836
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180309
FILED AS OF DATE: 20180312
DATE AS OF CHANGE: 20180312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McGuire Jonathan Will
CENTRAL INDEX KEY: 0001345539
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 18684932
MAIL ADDRESS:
STREET 1: 96 TALAMINE COURT
CITY: COLORADO SPRINGS
STATE: CO
ZIP: 80907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
4
1
s109313_form4.xml
4
X0306
4
2018-03-09
0
0001266806
SECOND SIGHT MEDICAL PRODUCTS INC
EYES
0001345539
McGuire Jonathan Will
12744 SAN FERNANDO ROAD
SUITE 400
SYLMAR
CA
91342
1
1
0
0
Chief Executive Officer
Common Stock
2018-03-08
2018-03-08
4
M
0
11875
1.73
A
93214
D
Common Stock
2018-03-09
4
D
0
4216
1.69
D
88998
D
Non-Qualified Stock Option (right to buy)
2.06
2019-01-04
2028-01-04
Common Stock
450000
450000
D
Warrant to Purchase Common Stock
1.47
2017-03-14
2022-03-14
Common Stock
6794
6794
D
Non-Qualified Stock Option (right to buy)
1.97
2018-01-03
2027-01-03
Common Stock
571330
571330
D
Non-Qualified Stock Option (right to buy)
4.1
2017-01-21
2026-01-21
Common Stock
21290
21290
D
Non-Qualified Stock Option (right to buy)
12.43
2016-08-17
2025-08-17
Common Stock
420000
420000
D
Restricted Stock Unit (RSU)
2018-03-08
2018-03-08
4
M
0
11875
D
2016-08-17
2019-08-17
Common Stock
190000
71250
D
11,875 shares of common stock acquired upon quarterly vesting of Restricted Stock Units (RSUs).
4,216 shares were sold to satisfy the tax withholding requirements on vesting of RSUs.
Options and RSUs vest over a 4 year term, with 25% vesting on the Date Exercisable as set forth in this Form 4 and thereafter vesting in 12 equal quarterly installments of 6.25%.
Each restricted stock unit represents a contingent right to receive one share of common stock of the Company.
Not Applicable.
/s/ Jonathan Will McGuire
2018-03-12