0001615774-18-000198.txt : 20180108
0001615774-18-000198.hdr.sgml : 20180108
20180108193611
ACCESSION NUMBER: 0001615774-18-000198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180104
FILED AS OF DATE: 20180108
DATE AS OF CHANGE: 20180108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenberg Robert J.
CENTRAL INDEX KEY: 0001625594
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 18517598
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
4
1
s108663_form4.xml
4
X0306
4
2018-01-04
0
0001266806
SECOND SIGHT MEDICAL PRODUCTS INC
EYES
0001625594
Greenberg Robert J.
12744 SAN FERNANDO ROAD
SUITE 400
SYLMAR
CA
91342
1
1
0
0
Chairman of Board
Common Stock
172911
D
Non-Qualified Stock Option (right to buy)
2.06
2018-01-04
4
A
0
140000
A
2019-01-04
2028-01-04
Common Stock
140000
140000
D
Non-Qualified Stock Option (right to buy)
1.97
2018-01-03
2027-01-03
Common Stock
256410
256410
D
Non-Qualified Stock Option (right to buy)
4.1
2017-01-21
2026-01-21
Common Stock
57563
57563
D
Non-Qualified Stock Option (right to buy)
5
2009-02-01
2018-02-01
Common Stock
23750
23750
D
Non-Qualified Stock Option (right to buy)
5
2009-11-01
2018-11-01
Common Stock
150000
150000
D
Non-Qualified Stock Option (right to buy)
5
2010-02-01
2019-02-01
Common Stock
33750
33750
D
Non-Qualified Stock Option (right to buy)
5
2011-02-01
2020-02-01
Common Stock
103750
103750
D
Non-Qualified Stock Option (right to buy)
5
2012-03-01
2021-03-01
Common Stock
41563
41563
D
Non-Qualified Stock Option (right to buy)
5
2013-03-01
2022-03-01
Common Stock
38750
38750
D
Non-Qualified Stock Option (right to buy)
5
2015-04-01
2024-04-01
Common Stock
46875
46875
D
Non-Qualified Stock Option (right to buy)
9
2015-09-26
2024-09-26
Common Stock
414659
414659
D
Non-Qualified Stock Option (right to buy)
13.09
2016-03-25
2025-03-25
Common Stock
31250
31250
D
The shares subject to this option shall vest and become exercisable at a rate of 25% of the total number of shares on the one-year anniversary of January 4, 2018 (the "Vesting Commencement Date") and 6.25% of the total number of shares shall vest each quarterly anniversary of the Vesting Commencement Date thereafter, for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date.
Options vest over a four year term of which one-fourth vests on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter.
Options vest in 4 yearly increments starting with the Date Exercisable
Not Applicable
/s/ Robert J Greenberg
2018-01-08