0001615774-18-000198.txt : 20180108 0001615774-18-000198.hdr.sgml : 20180108 20180108193611 ACCESSION NUMBER: 0001615774-18-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180104 FILED AS OF DATE: 20180108 DATE AS OF CHANGE: 20180108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenberg Robert J. CENTRAL INDEX KEY: 0001625594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 18517598 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 4 1 s108663_form4.xml 4 X0306 4 2018-01-04 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001625594 Greenberg Robert J. 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 1 1 0 0 Chairman of Board Common Stock 172911 D Non-Qualified Stock Option (right to buy) 2.06 2018-01-04 4 A 0 140000 A 2019-01-04 2028-01-04 Common Stock 140000 140000 D Non-Qualified Stock Option (right to buy) 1.97 2018-01-03 2027-01-03 Common Stock 256410 256410 D Non-Qualified Stock Option (right to buy) 4.1 2017-01-21 2026-01-21 Common Stock 57563 57563 D Non-Qualified Stock Option (right to buy) 5 2009-02-01 2018-02-01 Common Stock 23750 23750 D Non-Qualified Stock Option (right to buy) 5 2009-11-01 2018-11-01 Common Stock 150000 150000 D Non-Qualified Stock Option (right to buy) 5 2010-02-01 2019-02-01 Common Stock 33750 33750 D Non-Qualified Stock Option (right to buy) 5 2011-02-01 2020-02-01 Common Stock 103750 103750 D Non-Qualified Stock Option (right to buy) 5 2012-03-01 2021-03-01 Common Stock 41563 41563 D Non-Qualified Stock Option (right to buy) 5 2013-03-01 2022-03-01 Common Stock 38750 38750 D Non-Qualified Stock Option (right to buy) 5 2015-04-01 2024-04-01 Common Stock 46875 46875 D Non-Qualified Stock Option (right to buy) 9 2015-09-26 2024-09-26 Common Stock 414659 414659 D Non-Qualified Stock Option (right to buy) 13.09 2016-03-25 2025-03-25 Common Stock 31250 31250 D The shares subject to this option shall vest and become exercisable at a rate of 25% of the total number of shares on the one-year anniversary of January 4, 2018 (the "Vesting Commencement Date") and 6.25% of the total number of shares shall vest each quarterly anniversary of the Vesting Commencement Date thereafter, for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Options vest over a four year term of which one-fourth vests on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter. Options vest in 4 yearly increments starting with the Date Exercisable Not Applicable /s/ Robert J Greenberg 2018-01-08