0001615774-18-000194.txt : 20180108 0001615774-18-000194.hdr.sgml : 20180108 20180108193215 ACCESSION NUMBER: 0001615774-18-000194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180104 FILED AS OF DATE: 20180108 DATE AS OF CHANGE: 20180108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cosendai Gregoire CENTRAL INDEX KEY: 0001625468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 18517592 MAIL ADDRESS: STREET 1: OISILLONS 1B CITY: MORGES STATE: V8 ZIP: CH1110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 4 1 s108661_form4.xml 4 X0306 4 2018-01-04 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001625468 Cosendai Gregoire 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 0 1 0 0 VP Clinical Affairs Common Stock 23484 D Non-Qualified Stock Option (right to buy) 2.06 2018-01-04 4 A 0 65000 A 2019-01-04 2028-01-04 Common Stock 65000 65000 D Warrant to Purchase Common Stock 1.47 2017-03-14 2022-03-14 Common Stock 3366 3366 D Non-Qualified Stock Option (right to buy) 1.97 2018-01-03 2027-01-03 Common Stock 228190 228190 D Non-Qualified Stock Option (right to buy) 4.1 2017-01-21 2026-01-21 Common Stock 11513 11513 D Non-Qualified Stock Option (right to buy) 5 2009-11-01 2018-11-01 Common Stock 20000 200000 D Non-Qualified Stock Option (right to buy) 5 2010-02-01 2019-02-01 Common Stock 5081 5081 D Non-Qualified Stock Option (right to buy) 5 2010-05-01 2019-05-01 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 5 2011-02-01 2020-02-01 Common Stock 14475 14475 D Non-Qualified Stock Option (right to buy) 5 2011-06-01 2020-06-01 Common Stock 2125 2125 D Non-Qualified Stock Option (right to buy) 5 2011-12-01 2020-12-01 Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 5 2012-03-01 2021-03-01 Common Stock 6650 6650 D Non-Qualified Stock Option (right to buy) 5 2013-03-01 2022-03-01 Common Stock 7750 7750 D Non-Qualified Stock Option (right to buy) 5 2015-04-01 2024-04-01 Common Stock 10937 10937 D Non-Qualified Stock Option (right to buy) 9 2015-09-26 2024-09-26 Common Stock 51009 51009 D Non-Qualified Stock Option (right to buy) 13.09 2016-03-26 2025-03-25 Common Stock 6250 6250 D Shares acquired as part of scheduled ESPP purchases. The shares subject to this option shall vest and become exercisable at a rate of 25% of the total number of shares on the one-year anniversary of January 4, 2018 (the "Vesting Commencement Date") and 6.25% of the total number of shares shall vest each quarterly anniversary of the Vesting Commencement Date thereafter, for so long as the Reporting Person provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date. Options vest over a four year term of which one-fourth vest on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter. Options vest in 5 yearly increments starting with the Date Exercisable Options vest in 4 yearly increments starting with the Date Exercisable Not Applicable Gregoire Cosendai 2018-01-08