0001615774-17-006949.txt : 20171121
0001615774-17-006949.hdr.sgml : 20171121
20171121194419
ACCESSION NUMBER: 0001615774-17-006949
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171117
FILED AS OF DATE: 20171121
DATE AS OF CHANGE: 20171121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Gregg
CENTRAL INDEX KEY: 0001624919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 171218173
MAIL ADDRESS:
STREET 1: PO BOX 200
CITY: WALLED LAKE
STATE: MI
ZIP: 48390-0200
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
4
1
s108256_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-11-17
0
0001266806
SECOND SIGHT MEDICAL PRODUCTS INC
EYES
0001624919
Williams Gregg
12744 SAN FERNANDO ROAD, SUITE 400
SYLMAR
CA
91342
1
0
1
0
COMMON STOCK
2017-11-17
4
P
0
5420
1.1694
A
19446368
I
See footnote
COMMON STOCK
2017-11-20
4
P
0
11600
1.1834
A
19457968
I
See footnote
Warrant to Purchase Common
5.00
2013-02-23
2018-02-28
COMMON STOCK
408548
408548
I
See footnote
Warrant to Purchase Common
1.47
2017-03-13
2022-03-13
COMMON STOCK
6802721
6802721
I
See footnote
Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 5,420 shares of common stock reported on this Form 4 on November 17, 2017 at an average price of $1.1694 per share, in multiple open market transactions at prices ranging from $1.16 to $1.17 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price.
Of which, (i) Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, owned 13,598,612 shares of common stock and warrants to purchase 6,971,269 shares of common stock, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares, and (iv) Sam B Williams 95 GST Trust, owned 5,420 and 17,020 shares common stock following November 17, 2017 and November 20, 2017 purchases respectively.
Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 11,600 shares of common stock reported on this Form 4 on November 20, 2017 at an average price of $1.1834 per share in multiple open market transactions at prices ranging from $1.17 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price.
/s/ Tom Miller By Power-of-Attorney
2017-11-21