0001615774-17-001106.txt : 20170316
0001615774-17-001106.hdr.sgml : 20170316
20170316175317
ACCESSION NUMBER: 0001615774-17-001106
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170314
FILED AS OF DATE: 20170316
DATE AS OF CHANGE: 20170316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cosendai Gregoire
CENTRAL INDEX KEY: 0001625468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 17695734
MAIL ADDRESS:
STREET 1: OISILLONS 1B
CITY: MORGES
STATE: V8
ZIP: CH1110
4
1
s105585_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-14
0
0001266806
SECOND SIGHT MEDICAL PRODUCTS INC
EYES
0001625468
Cosendai Gregoire
12744 SAN FERNANDO ROAD
SUITE 400
SYLMAR
CA
91342
0
1
0
0
VP of European Operations
Common Stock
2017-03-14
2017-03-14
4
A
0
3366
1.47
A
10395
D
Warrant to Purchase Common Stock
1.47
2017-03-14
4
A
0
3366
A
2017-03-14
2022-03-14
Common Stock
3366
3366
D
Non-Qualified Stock Option (right to buy)
1.97
2018-01-03
2027-01-03
Common Stock
228190
228190
D
Non-Qualified Stock Option (right to buy)
4.1
2017-01-21
2026-01-21
Common Stock
11513
11513
D
Non-Qualified Stock Option (right to buy)
5
2009-11-01
2018-11-01
Common Stock
20000
20000
D
Non-Qualified Stock Option (right to buy)
5
2010-02-01
2019-02-01
Common Stock
5081
5081
D
Non-Qualified Stock Option (right to buy)
5
2010-05-01
2019-05-01
Common Stock
10000
10000
D
Non-Qualified Stock Option (right to buy)
5
2011-02-01
2020-02-01
Common Stock
14475
14475
D
Non-Qualified Stock Option (right to buy)
5
2011-06-01
2020-06-01
Common Stock
2125
2125
D
Non-Qualified Stock Option (right to buy)
5
2011-12-01
2020-12-01
Common Stock
25000
25000
D
Non-Qualified Stock Option (right to buy)
5
2012-03-01
2021-03-01
Common Stock
6650
6650
D
Non-Qualified Stock Option (right to buy)
5
2013-03-01
2022-03-01
Common Stock
7750
7750
D
Non-Qualified Stock Option (right to buy)
5
2015-04-01
2024-04-01
Common Stock
10937
10937
D
Non-Qualified Stock Option (right to buy)
9
2015-09-26
2024-09-26
Common Stock
51009
51009
D
Non-Qualified Stock Option (right to buy)
13.09
2016-03-26
2025-03-25
Common Stock
6250
6250
D
Common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocation numbers of units were distributed on March 14, 2017.
Options vest over a four year term of which one-fourth vest on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter.
Options vest in 5 yearly increments starting with the Date Exercisable
Options vest in 4 yearly increments starting with the Date Exercisable
/s/ Gregoire Cosendai
2017-03-16