0001615774-17-001106.txt : 20170316 0001615774-17-001106.hdr.sgml : 20170316 20170316175317 ACCESSION NUMBER: 0001615774-17-001106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170314 FILED AS OF DATE: 20170316 DATE AS OF CHANGE: 20170316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cosendai Gregoire CENTRAL INDEX KEY: 0001625468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 17695734 MAIL ADDRESS: STREET 1: OISILLONS 1B CITY: MORGES STATE: V8 ZIP: CH1110 4 1 s105585_form4.xml OWNERSHIP DOCUMENT X0306 4 2017-03-14 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001625468 Cosendai Gregoire 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 0 1 0 0 VP of European Operations Common Stock 2017-03-14 2017-03-14 4 A 0 3366 1.47 A 10395 D Warrant to Purchase Common Stock 1.47 2017-03-14 4 A 0 3366 A 2017-03-14 2022-03-14 Common Stock 3366 3366 D Non-Qualified Stock Option (right to buy) 1.97 2018-01-03 2027-01-03 Common Stock 228190 228190 D Non-Qualified Stock Option (right to buy) 4.1 2017-01-21 2026-01-21 Common Stock 11513 11513 D Non-Qualified Stock Option (right to buy) 5 2009-11-01 2018-11-01 Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 5 2010-02-01 2019-02-01 Common Stock 5081 5081 D Non-Qualified Stock Option (right to buy) 5 2010-05-01 2019-05-01 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 5 2011-02-01 2020-02-01 Common Stock 14475 14475 D Non-Qualified Stock Option (right to buy) 5 2011-06-01 2020-06-01 Common Stock 2125 2125 D Non-Qualified Stock Option (right to buy) 5 2011-12-01 2020-12-01 Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 5 2012-03-01 2021-03-01 Common Stock 6650 6650 D Non-Qualified Stock Option (right to buy) 5 2013-03-01 2022-03-01 Common Stock 7750 7750 D Non-Qualified Stock Option (right to buy) 5 2015-04-01 2024-04-01 Common Stock 10937 10937 D Non-Qualified Stock Option (right to buy) 9 2015-09-26 2024-09-26 Common Stock 51009 51009 D Non-Qualified Stock Option (right to buy) 13.09 2016-03-26 2025-03-25 Common Stock 6250 6250 D Common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocation numbers of units were distributed on March 14, 2017. Options vest over a four year term of which one-fourth vest on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter. Options vest in 5 yearly increments starting with the Date Exercisable Options vest in 4 yearly increments starting with the Date Exercisable /s/ Gregoire Cosendai 2017-03-16