0001615774-17-000044.txt : 20170105 0001615774-17-000044.hdr.sgml : 20170105 20170105200429 ACCESSION NUMBER: 0001615774-17-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenberg Robert J. CENTRAL INDEX KEY: 0001625594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 17512582 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 4 1 s105060_form4.xml OWNERSHIP DOCUMENT X0306 4 2017-01-03 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001625594 Greenberg Robert J. 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 1 1 0 0 Chairman of Board Common Stock 172911 D Non-Qualified Stock Option (right to buy) 1.97 2017-01-03 4 A 0 256410 A 2018-01-03 2027-01-03 Common Stock 256410 256410 D Non-Qualified Stock Option (right to buy) 4.1 2017-01-21 2026-01-21 Common Stock 57563 57563 D Non-Qualified Stock Option (right to buy) 4.25 2014-01-01 2017-01-01 Common Stock 125000 125000 D Non-Qualified Stock Option (right to buy) 5 2008-01-01 2017-01-01 Common Stock 30625 30625 D Non-Qualified Stock Option (right to buy) 5 2009-02-01 2018-02-01 Common Stock 23750 23750 D Non-Qualified Stock Option (right to buy) 5 2009-11-01 2018-11-01 Common Stock 150000 150000 D Non-Qualified Stock Option (right to buy) 5 2010-02-01 2019-02-01 Common Stock 33750 33750 D Non-Qualified Stock Option (right to buy) 5 2011-02-01 2020-02-01 Common Stock 103750 103750 D Non-Qualified Stock Option (right to buy) 5 2012-03-01 2021-03-01 Common Stock 41563 41563 D Non-Qualified Stock Option (right to buy) 5 2013-03-01 2022-03-01 Common Stock 38750 38750 D Non-Qualified Stock Option (right to buy) 5 2015-04-01 2024-04-01 Common Stock 46875 46875 D Non-Qualified Stock Option (right to buy) 9 2015-09-26 2024-09-26 Common Stock 414659 414659 D Non-Qualified Stock Option (right to buy) 13.09 2016-03-25 2025-03-25 Common Stock 31250 31250 D Options to purchase 256,410 shares of the Company's common stock were granted to Dr. Greenberg under the Company's 2011 Equity Incentive Plan. Options vest over a four year term of which one-fourth vests on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter. Options vested at date of grant Options vest in 4 yearly increments starting with the Date Exercisable Not Applicable /s/ Robert J Greenberg 2017-01-05