0001615774-16-005841.txt : 20160609
0001615774-16-005841.hdr.sgml : 20160609
20160609192444
ACCESSION NUMBER: 0001615774-16-005841
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160608
FILED AS OF DATE: 20160609
DATE AS OF CHANGE: 20160609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Gregg
CENTRAL INDEX KEY: 0001624919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 161707122
MAIL ADDRESS:
STREET 1: PO BOX 200
CITY: WALLED LAKE
STATE: MI
ZIP: 48390-0200
4
1
s103445.xml
OWNERSHIP DOCUMENT
X0306
4
2016-06-08
0
0001266806
SECOND SIGHT MEDICAL PRODUCTS INC
EYES
0001624919
Williams Gregg
12744 SAN FERNANDO ROAD
SUITE 400
SYLMAR
CA
91342
1
0
1
0
COMMON STOCK
2016-06-08
4
J
0
2717352
3.315
A
8527532
I
See footnote
COMMON STOCK
22225
D
WARRANT
5.00
2012-07-31
2017-07-31
COMMON STOCK
214921
214921
I
See footnote
WARRANT
5.00
2013-02-23
2018-02-28
COMMON STOCK
240000
240000
I
See footnote
Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired 2,717,352 shares of common stock in the Company's Rights Offering at $3.315 per share as of June 8, 2016, the date on which the number subscribed for in the Rights Offering was confirmed.
Of which (i) Gregg Williams 2006 Trust, owns 2,717,352 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,452,098 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares.
/s/ Gregg Williams
2016-06-09