0001615774-16-005841.txt : 20160609 0001615774-16-005841.hdr.sgml : 20160609 20160609192444 ACCESSION NUMBER: 0001615774-16-005841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160608 FILED AS OF DATE: 20160609 DATE AS OF CHANGE: 20160609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Gregg CENTRAL INDEX KEY: 0001624919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 161707122 MAIL ADDRESS: STREET 1: PO BOX 200 CITY: WALLED LAKE STATE: MI ZIP: 48390-0200 4 1 s103445.xml OWNERSHIP DOCUMENT X0306 4 2016-06-08 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001624919 Williams Gregg 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 1 0 1 0 COMMON STOCK 2016-06-08 4 J 0 2717352 3.315 A 8527532 I See footnote COMMON STOCK 22225 D WARRANT 5.00 2012-07-31 2017-07-31 COMMON STOCK 214921 214921 I See footnote WARRANT 5.00 2013-02-23 2018-02-28 COMMON STOCK 240000 240000 I See footnote Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired 2,717,352 shares of common stock in the Company's Rights Offering at $3.315 per share as of June 8, 2016, the date on which the number subscribed for in the Rights Offering was confirmed. Of which (i) Gregg Williams 2006 Trust, owns 2,717,352 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,452,098 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares. /s/ Gregg Williams 2016-06-09