0001615774-16-005043.txt : 20160420 0001615774-16-005043.hdr.sgml : 20160420 20160420153248 ACCESSION NUMBER: 0001615774-16-005043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160418 FILED AS OF DATE: 20160420 DATE AS OF CHANGE: 20160420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenberg Robert J. CENTRAL INDEX KEY: 0001625594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 161581313 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 4 1 s103047.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0306 4 2016-04-18 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001625594 Greenberg Robert J. 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 1 1 0 0 Chairman of Board Common Stock 2016-04-18 4 M 0 8223 5.0000 A 181134 D Common Stock 2016-04-18 4 S 0 8223 5.2688 D 172911 D Non-Qualified Stock Option (right to buy) 4.1000 2017-01-21 2026-01-21 Common Stock 57563 57563 D Non-Qualified Stock Option (right to buy) 5.0000 2016-04-18 4 M 0 8223 0.00 D 2007-05-01 2016-05-01 Common Stock 8223 0 D Non-Qualified Stock Option (right to buy) 5.0000 2008-01-01 2017-01-01 Common Stock 30625 30625 D Non-Qualified Stock Option (right to buy) 5.0000 2009-02-01 2018-02-01 Common Stock 23750 23750 D Non-Qualified Stock Option (right to buy) 5.0000 2009-11-01 2018-11-01 Common Stock 150000 150000 D Non-Qualified Stock Option (right to buy) 5.0000 2010-02-01 2019-02-01 Common Stock 33750 33750 D Non-Qualified Stock Option (right to buy) 5.0000 2011-02-01 2020-02-01 Common Stock 103750 103750 D Non-Qualified Stock Option (right to buy) 5.0000 2012-03-01 2021-03-01 Common Stock 41563 41563 D Non-Qualified Stock Option (right to buy) 5.0000 2013-03-01 2022-03-01 Common Stock 38750 38750 D Non-Qualified Stock Option (right to buy) 4.2500 2014-01-01 2017-01-01 Common Stock 125000 125000 D Non-Qualified Stock Option (right to buy) 5.0000 2015-04-01 2024-04-01 Common Stock 46875 46875 D Non-Qualified Stock Option (right to buy) 9.0000 2015-09-26 2024-09-26 Common Stock 414659 414659 D Non-Qualified Stock Option (right to buy) 13.0900 2016-03-25 2025-03-25 Common Stock 31250 31250 D Options vest over a four year term of which one-fourth vest on the exercise date, with the remaining options vesting quarterly over three years thereafter. Options vest in 4 yearly increments starting with the Date Exercisable Option vested at date of grant. Price reported in Column 4, Table I is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.29 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. These transactions were automatically effected pursuant to Rule 10b5-1 trading plan. /s/ Robert J. Greenberg 2016-04-19