0001615774-16-005043.txt : 20160420
0001615774-16-005043.hdr.sgml : 20160420
20160420153248
ACCESSION NUMBER: 0001615774-16-005043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160418
FILED AS OF DATE: 20160420
DATE AS OF CHANGE: 20160420
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenberg Robert J.
CENTRAL INDEX KEY: 0001625594
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 161581313
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
4
1
s103047.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
X0306
4
2016-04-18
0
0001266806
SECOND SIGHT MEDICAL PRODUCTS INC
EYES
0001625594
Greenberg Robert J.
12744 SAN FERNANDO ROAD
SUITE 400
SYLMAR
CA
91342
1
1
0
0
Chairman of Board
Common Stock
2016-04-18
4
M
0
8223
5.0000
A
181134
D
Common Stock
2016-04-18
4
S
0
8223
5.2688
D
172911
D
Non-Qualified Stock Option (right to buy)
4.1000
2017-01-21
2026-01-21
Common Stock
57563
57563
D
Non-Qualified Stock Option (right to buy)
5.0000
2016-04-18
4
M
0
8223
0.00
D
2007-05-01
2016-05-01
Common Stock
8223
0
D
Non-Qualified Stock Option (right to buy)
5.0000
2008-01-01
2017-01-01
Common Stock
30625
30625
D
Non-Qualified Stock Option (right to buy)
5.0000
2009-02-01
2018-02-01
Common Stock
23750
23750
D
Non-Qualified Stock Option (right to buy)
5.0000
2009-11-01
2018-11-01
Common Stock
150000
150000
D
Non-Qualified Stock Option (right to buy)
5.0000
2010-02-01
2019-02-01
Common Stock
33750
33750
D
Non-Qualified Stock Option (right to buy)
5.0000
2011-02-01
2020-02-01
Common Stock
103750
103750
D
Non-Qualified Stock Option (right to buy)
5.0000
2012-03-01
2021-03-01
Common Stock
41563
41563
D
Non-Qualified Stock Option (right to buy)
5.0000
2013-03-01
2022-03-01
Common Stock
38750
38750
D
Non-Qualified Stock Option (right to buy)
4.2500
2014-01-01
2017-01-01
Common Stock
125000
125000
D
Non-Qualified Stock Option (right to buy)
5.0000
2015-04-01
2024-04-01
Common Stock
46875
46875
D
Non-Qualified Stock Option (right to buy)
9.0000
2015-09-26
2024-09-26
Common Stock
414659
414659
D
Non-Qualified Stock Option (right to buy)
13.0900
2016-03-25
2025-03-25
Common Stock
31250
31250
D
Options vest over a four year term of which one-fourth vest on the exercise date, with the remaining options vesting quarterly over three years thereafter.
Options vest in 4 yearly increments starting with the Date Exercisable
Option vested at date of grant.
Price reported in Column 4, Table I is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.29 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. These transactions were automatically effected pursuant to Rule 10b5-1 trading plan.
/s/ Robert J. Greenberg
2016-04-19