0001615774-15-003555.txt : 20151203 0001615774-15-003555.hdr.sgml : 20151203 20151203154103 ACCESSION NUMBER: 0001615774-15-003555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Randolph Edward David CENTRAL INDEX KEY: 0001625133 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 151267327 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 4 1 s102309_form4.xml 4 X0306 4 2015-12-01 0 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001625133 Randolph Edward David 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 0 1 0 0 VP of Manufacturing Common Stock 2015-11-30 4 A 0 1754 4.3010 A 1754 D Common Stock 2015-12-01 2015-12-01 4 A 0 1754 4.8840 D 0 D Non-Qualified Stock Option (right to buy) 5.0000 2008-08-01 2017-08-01 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 5.0000 2009-02-01 2018-02-01 Common Stock 2290 2290 D Non-Qualified Stock Option (right to buy) 5.0000 2009-11-01 2018-11-01 Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 5.0000 2010-02-01 2019-02-01 Common Stock 6750 6750 D Non-Qualified Stock Option (right to buy) 5.0000 2011-02-01 2020-02-01 Common Stock 20750 20750 D Non-Qualified Stock Option (right to buy) 5.0000 2012-03-01 2021-03-01 Common Stock 8313 8313 D Non-Qualified Stock Option (right to buy) 5.0000 2013-03-01 2022-03-01 Common Stock 7750 7750 D Non-Qualified Stock Option (right to buy) 5.0000 2015-04-01 2024-04-01 Common Stock 10937 10937 D Non-Qualified Stock Option (right to buy) 9.0000 2015-09-26 2024-09-26 Common Stock 65895 65895 D Non-Qualified Stock Option (right to buy) 13.0900 2016-03-25 2025-03-25 Common Stock 6250 6250 D Shares purchased as part of ESPP plan purchase Options vest in 4 yearly increments starting with the exercise date /s/ Edward Randolph 2015-12-03