0001437749-18-017332.txt : 20180921 0001437749-18-017332.hdr.sgml : 20180921 20180921212837 ACCESSION NUMBER: 0001437749-18-017332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180920 FILED AS OF DATE: 20180921 DATE AS OF CHANGE: 20180921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Gregg CENTRAL INDEX KEY: 0001624919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 181082530 MAIL ADDRESS: STREET 1: PO BOX 200 CITY: WALLED LAKE STATE: MI ZIP: 48390-0200 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 4 1 rdgdoc.xml FORM 4 X0306 4 2018-09-20 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001624919 Williams Gregg 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 1 1 Common Stock 2018-09-20 4 P 0 15875 1.821 A 30299611 I See footnote Common Stock 2018-09-21 4 P 0 15875 1.7950 A 30315486 I See footnote Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.77 per share to $1.88 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.75 per share to $1.87 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,515,106 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,958,044 shares of common stock owned by GST. /s/ John T. Blake, Attorney-in-fact 2018-09-21