0001437749-18-016068.txt : 20180823
0001437749-18-016068.hdr.sgml : 20180823
20180823195158
ACCESSION NUMBER: 0001437749-18-016068
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180822
FILED AS OF DATE: 20180823
DATE AS OF CHANGE: 20180823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Gregg
CENTRAL INDEX KEY: 0001624919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36747
FILM NUMBER: 181035608
MAIL ADDRESS:
STREET 1: PO BOX 200
CITY: WALLED LAKE
STATE: MI
ZIP: 48390-0200
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC
CENTRAL INDEX KEY: 0001266806
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
BUSINESS PHONE: 818-833-5000
MAIL ADDRESS:
STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3
CITY: SYLMAR
STATE: CA
ZIP: 91342
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-08-22
0001266806
SECOND SIGHT MEDICAL PRODUCTS INC
EYES
0001624919
Williams Gregg
12744 SAN FERNANDO ROAD
SUITE 400
SYLMAR
CA
91342
1
1
Common Stock
2018-08-22
4
P
0
11069
1.634
A
30016318
I
See footnote
Common Stock
2018-08-23
4
P
0
5983
1.622
A
30022301
I
See footnote
Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.
Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.64 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,368,515 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,811,450 shares of common stock owned by GST.
/s/ John T. Blake, Attorney-in-fact
2018-08-23