0001437749-18-011319.txt : 20180605 0001437749-18-011319.hdr.sgml : 20180605 20180605210037 ACCESSION NUMBER: 0001437749-18-011319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180601 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Gregg CENTRAL INDEX KEY: 0001624919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36747 FILM NUMBER: 18882811 MAIL ADDRESS: STREET 1: PO BOX 200 CITY: WALLED LAKE STATE: MI ZIP: 48390-0200 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND SIGHT MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001266806 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 BUSINESS PHONE: 818-833-5000 MAIL ADDRESS: STREET 1: 12744 SAN FERNANDO ROAD, BLDG. 3 CITY: SYLMAR STATE: CA ZIP: 91342 4 1 rdgdoc.xml FORM 4 X0306 4 2018-06-01 0001266806 SECOND SIGHT MEDICAL PRODUCTS INC EYES 0001624919 Williams Gregg 12744 SAN FERNANDO ROAD SUITE 400 SYLMAR CA 91342 1 1 Common Stock 2018-06-04 4 P 0 26485 1.945 A 26319121 I See footnote Common Stock 2018-06-01 4 A 0 33503 0 A 26352624 I See footnote Non Qualified Stock Option (right to buy) 2.05 2018-06-02 4 A 0 25970 0 A 2019-06-02 2028-06-02 Common Stock 25970 25970 D Sam B Williams 95 GST Trust ("GST") acquired 26,485 shares of common stock on June 4, 2018. Mr. Williams is a trustee of GST. Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.90 per share to $2.00 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,884,649 shares of common stock owned by GST. Awarded as compensation for serving on the Board of Directors and its committees. /s/ John T. Blake, Attorney-in-fact 2018-06-05