0001104659-18-040813.txt : 20180618
0001104659-18-040813.hdr.sgml : 20180618
20180618163042
ACCESSION NUMBER: 0001104659-18-040813
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180615
FILED AS OF DATE: 20180618
DATE AS OF CHANGE: 20180618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JACOB GARY S
CENTRAL INDEX KEY: 0001266802
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35268
FILM NUMBER: 18905000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001347613
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 330505269
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2012
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-297-0020
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 2012
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc.
DATE OF NAME CHANGE: 20080812
FORMER COMPANY:
FORMER CONFORMED NAME: PAWFECT FOODS INC
DATE OF NAME CHANGE: 20051221
4
1
a4.xml
4
X0306
4
2018-06-15
0
0001347613
SYNERGY PHARMACEUTICALS, INC.
SGYP
0001266802
JACOB GARY S
C/O SYNERGY PHARMACEUTICALS INC.
420 LEXINGTON AVENUE, SUITE 2012
NEW YORK
NY
10170
1
1
0
0
Executive Chairman
Common Stock
2018-06-15
4
M
0
474961
0.50
A
877640
D
Common Stock
2018-06-15
4
F
0
131934
0.00
D
745706
D
Common Stock
2018-06-15
4
F
0
150246
0.00
D
595460
D
Stock Options
0.50
2018-06-15
4
M
0
474961
0.00
D
2018-07-03
Common Stock
474961
6513342
D
Represents the number of shares forfeited to the Company in payment of the exercise price of the stock options.
The reporting person is reporting the withholding by Synergy Pharmaceuticals Inc. of 150,246 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the exercise of the stock options on June 15, 2018.
158,320 options vested on 7/3/2009 and 7/3/2010 and 158,321 vested on 7/3/2011
/s/ Gary S. Jacob
2018-06-18