0001104659-17-043013.txt : 20170630 0001104659-17-043013.hdr.sgml : 20170630 20170630170908 ACCESSION NUMBER: 0001104659-17-043013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170628 FILED AS OF DATE: 20170630 DATE AS OF CHANGE: 20170630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001347613 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330505269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-297-0010 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20080812 FORMER COMPANY: FORMER CONFORMED NAME: PAWFECT FOODS INC DATE OF NAME CHANGE: 20051221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOB GARY S CENTRAL INDEX KEY: 0001266802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35268 FILM NUMBER: 17943040 4 1 a4.xml 4 X0306 4 2017-06-28 0 0001347613 SYNERGY PHARMACEUTICALS, INC. SGYP 0001266802 JACOB GARY S C/O SYNERGY PHARMACEUTICALS INC. 420 LEXINGTON AVENUE, SUITE 2012 NEW YORK NY 10170 1 1 0 0 Chairman and CEO Stock Options 1.40 2017-06-28 4 D 0 900000 0 D 2020-02-25 Common Stock 900000 5138202 D Stock Options 1.40 2017-06-28 4 A 0 900000 0 A 2017-06-28 2020-02-25 Common Stock 900000 6038303 D The reported transactions with this same footnote involved an amendment of an outstanding option, resulting in the deemed cancellation of the old option and the grant of a replacement option. The old option was originally granted on February 25, 2010. The vesting schedule of the old option was reported on a Form 3 filed by the reporting person on August 3, 2011. /s/ Gary S. Jacob 2017-06-30