0001209191-20-046803.txt : 20200814
0001209191-20-046803.hdr.sgml : 20200814
20200814163828
ACCESSION NUMBER: 0001209191-20-046803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200813
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMAS SAMUEL F
CENTRAL INDEX KEY: 0001266362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36861
FILM NUMBER: 201105987
MAIL ADDRESS:
STREET 1: 400 N MCCARTHY BLVD
CITY: MILPITAS
STATE: CA
ZIP: 95035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lumentum Holdings Inc.
CENTRAL INDEX KEY: 0001633978
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 473108385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0627
BUSINESS ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-546-5483
MAIL ADDRESS:
STREET 1: 1001 RIDDER PARK DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-13
0
0001633978
Lumentum Holdings Inc.
LITE
0001266362
THOMAS SAMUEL F
C/O LUMENTUM HOLDINGS INC.,
1001 RIDDER PARK DRIVE
SAN JOSE
CA
95131
1
0
0
0
Common Stock
2020-08-13
4
S
0
10962
91.6679
D
23091
D
Common Stock
2020-08-13
4
S
0
1548
92.6494
D
14337
D
These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
These sales were executed in multiple trades at prices ranging from $91.06 to $92.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
These sales were executed in multiple trades at prices ranging from $92.08 to $93.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
/s/ Judy G. Hamel as Attorney-in-Fact
2020-08-14