0001209191-14-057756.txt : 20140912 0001209191-14-057756.hdr.sgml : 20140912 20140912182405 ACCESSION NUMBER: 0001209191-14-057756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140910 FILED AS OF DATE: 20140912 DATE AS OF CHANGE: 20140912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIMERA SCIENCES INC CENTRAL INDEX KEY: 0001267602 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 6789905740 MAIL ADDRESS: STREET 1: 6120 WINDWARD PARKWAY STREET 2: STE 290 CITY: ALPHARETTA STATE: GA ZIP: 30005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scale Venture Management I, LLC CENTRAL INDEX KEY: 0001308343 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 141101711 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE STREET 2: SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: (650) 378-6050 MAIL ADDRESS: STREET 1: 950 TOWER LANE STREET 2: SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER NAME: FORMER CONFORMED NAME: BA Venture Partners VI, LLC DATE OF NAME CHANGE: 20041110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Driscoll Rory CENTRAL INDEX KEY: 0001366969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 141101712 MAIL ADDRESS: STREET 1: 950 TOWER LANE STREET 2: SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITCHELL KATE CENTRAL INDEX KEY: 0001266275 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 141101713 MAIL ADDRESS: STREET 1: 950 TOWER LANE STREET 2: STE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAVP, L.P. CENTRAL INDEX KEY: 0001308328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34703 FILM NUMBER: 141101714 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE STREET 2: SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: (650) 378-6050 MAIL ADDRESS: STREET 1: 950 TOWER LANE STREET 2: SUITE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-10 0 0001267602 ALIMERA SCIENCES INC ALIM 0001308328 BAVP, L.P. 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 0 0 1 0 0001266275 MITCHELL KATE 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 0 0 1 0 0001366969 O'Driscoll Rory 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 0 0 1 0 0001308343 Scale Venture Management I, LLC 950 TOWER LANE, SUITE 700 FOSTER CITY CA 94404 0 0 1 0 Common Stock 2014-09-10 4 S 0 2661 6.25 D 4616564 D Common Stock 2014-09-10 4 S 0 100 6.27 D 4616464 D Common Stock 2014-09-11 4 S 0 55 6.25 D 4616409 D Shares sold pursuant to a 10b5-1 trading plan. The shares are held by BAVP, LP ("BAVP"). The General Partner of BAVP is Scale Venture Management I, LLC ("Scale"). Kate Mitchell and Rory O'Driscoll are the managing members of Scale and share voting and investment power with respect to these shares. Each of the managing members of Scale disclaims beneficial ownership with respect to these shares except to the extent of their pecuniary interest therein. /s/ BAVP, LP, By: Scale Venture Management I, LLC, its General Partner, By: Kate Mitchell, Managing Member 2014-09-12 /s/ Kate Mitchell 2014-09-12 /s/ Rory O'Driscoll 2014-09-12 /s/ Scale Management I, LLC, by: Kate Mitchell, Managing Member 2014-09-12