0001225208-13-000855.txt : 20130104
0001225208-13-000855.hdr.sgml : 20130104
20130104170041
ACCESSION NUMBER: 0001225208-13-000855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130103
FILED AS OF DATE: 20130104
DATE AS OF CHANGE: 20130104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COBB WILLIAM C
CENTRAL INDEX KEY: 0001209172
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06089
FILM NUMBER: 13512698
MAIL ADDRESS:
STREET 1: H&R BLOCK, INC.
STREET 2: ONE H&R BLOCK WAY
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: H&R BLOCK INC
CENTRAL INDEX KEY: 0000012659
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200]
IRS NUMBER: 440607856
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: ONE H&R BLOCK WAY
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
BUSINESS PHONE: 8168543000
MAIL ADDRESS:
STREET 1: ONE H&R BLOCK WAY
CITY: KANSAS CITY
STATE: MO
ZIP: 64105
4
1
doc4.xml
X0306
4
2013-01-03
0000012659
H&R BLOCK INC
HRB
0001209172
COBB WILLIAM C
C/O H&R BLOCK
ONE H&R BLOCK WAY
KANSAS CITY
MO
64105
1
1
President and CEO
Common Stock
2013-01-03
4
A
0
112475.0000
0
A
338679.0000
D
Common Stock
15000.0000
I
Cobb 2000 Family Trust
Call Option to Purchase
16.0400
2013-01-03
4
D
0
694445.0000
D
2012-06-30
2021-06-30
Common Stock
694445.0000
0.0000
D
Stock Option (Right to Buy)
19.1400
2013-01-03
4
A
0
581970.0000
A
2021-06-30
Common Stock
581970.0000
581970.0000
D
Restricted share units (the "RSUs") granted under an agreement (the "Agreement") entered into on January 3, 2013 among the Issuer, its subsidiary H&R Block Management, LLC, and the reporting person, as more fully described below. The Agreement was entered into with respect to a stock option award to purchase 694,445 shares of common stock at an exercise price of $16.04 per share that was intended to be granted to the reporting person on June 30, 2011 ("Original Stock Option") under the 2003 Long-Term Executive Compensation Plan (the "2003 Plan"). The purpose of the Agreement was to implement the corrective action described below to address an inadvertent error that occurred when the Issuer included a number of shares in the Original Stock Option that exceeded the annual individual award limit as set forth in Section 6 of the 2003 Plan.
Under the Agreement described above, the parties agreed that the Original Stock Option has no force or effect after the date of the Agreement and is deemed ineffective under the terms of the 2003 Plan. In addition, in lieu of the Original Stock Option, the Issuer agreed to grant to the reporting person the RSUs and a stock option to purchase 581,970 shares of common stock at an exercise price of $19.14 per share ("New Stock Option") under the Issuer's 2013 Long Term Incentive Plan.
The Original Stock Option provided for vesting in three equal installments on June 30, 2012, June 30, 2013 and June 30, 2014, and an expiration date of June 30, 2021. The RSUs and the New Stock Option vest in three equal installments with the first installment vesting on January 3, 2013 and the second and third installments vesting on June 30, 2013 and June 30, 2014, respectively. The New Stock Option has the same expiration date as the Original Stock Option. The RSUs, to the extent then vested, will not be settled until the earlier of (i) the reporting person's separation from service (or the first day of the seventh month following his separation from service if the reporting person is a "specified employee" under Section 409A of the Internal Revenue Code at that time) and (ii) June 30, 2021.
Scott W. Andreasen, per Power of Attorney
2013-01-04