0001437749-17-008774.txt : 20170511
0001437749-17-008774.hdr.sgml : 20170511
20170511161205
ACCESSION NUMBER: 0001437749-17-008774
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170511
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KONA GRILL INC
CENTRAL INDEX KEY: 0001265572
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 200216690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7150 EAST CAMELBACK ROAD
STREET 2: SUITE 333
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
BUSINESS PHONE: 4809228100
MAIL ADDRESS:
STREET 1: 7150 EAST CAMELBACK ROAD
STREET 2: SUITE 333
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85251
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BBS Capital, LLC
CENTRAL INDEX KEY: 0001453528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34082
FILM NUMBER: 17834411
BUSINESS ADDRESS:
STREET 1: 5524 EAST ESTRID AVENUE
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 972.207.3254
MAIL ADDRESS:
STREET 1: 5524 EAST ESTRID AVENUE
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BBS Capital GP, LP
CENTRAL INDEX KEY: 0001453530
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34082
FILM NUMBER: 17834412
BUSINESS ADDRESS:
STREET 1: 5524 EAST ESTRID AVENUE
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 972.207.3254
MAIL ADDRESS:
STREET 1: 5524 EAST ESTRID AVENUE
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BBS Capital Management, LP
CENTRAL INDEX KEY: 0001453529
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34082
FILM NUMBER: 17834413
BUSINESS ADDRESS:
STREET 1: 5524 EAST ESTRID AVENUE
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 972.207.3254
MAIL ADDRESS:
STREET 1: 5524 EAST ESTRID AVENUE
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BBS CAPITAL FUND LP
CENTRAL INDEX KEY: 0001434431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34082
FILM NUMBER: 17834414
BUSINESS ADDRESS:
STREET 1: 5524 EAST ESTRID AVENUE
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 972.207.3254
MAIL ADDRESS:
STREET 1: 5524 EAST ESTRID AVENUE
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bakay Berke
CENTRAL INDEX KEY: 0001453410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34082
FILM NUMBER: 17834415
MAIL ADDRESS:
STREET 1: 5524 EAST ESTRID AVENUE
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
rdgdoc.xml
BERKE BAKAY FORM 4 (05-11-2017)
X0306
4
2017-05-11
0001265572
KONA GRILL INC
KONA
0001453410
Bakay Berke
15059 NORTH SCOTTSDALE ROAD, SUITE 300
SCOTTSDALE
AZ
85254
1
1
1
President and CEO
0001434431
BBS CAPITAL FUND LP
5524 EAST ESTRID AVENUE
SCOTTSDALE
AZ
85254
1
0001453529
BBS Capital Management, LP
5524 EAST ESTRID AVENUE
SCOTTSDALE
AZ
85254
1
1
0001453530
BBS Capital GP, LP
5524 EAST ESTRID AVENUE
SCOTTSDALE
AZ
85254
1
1
0001453528
BBS Capital, LLC
5524 EAST ESTRID AVENUE
SCOTTSDALE
AZ
85254
1
1
Common Stock
2017-05-11
4
P
0
50000
4.8344
A
1280000
I
By Fund
Common Stock
92602
D
Price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.75 to $4.90, inclusive. The reporting persons undertake to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified above.
The filing of this Form 4 shall not be constructed as an admission that BBS Capital Management, LP ("BBS Management"), BBS Capital GP, LP ("BBS GP"), BBS Capital, LLC ("BBS Capital") or Mr. Berke Bakay are or were for the purpose of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share ("Common Stock"), of Kona Grill, Inc. (the "Issuer") owned by BBS Capital Fund, LP (the "Fund"). Mr Bakay, BBS GP, BBS Management and BBS Capital each disclaim any such beneficial ownership except to the extent of their pecuniary interest.
The Fund beneficially owns 1,280,000 shares of Common Stock of the Issuer as of May 11, 2017 BBS GP, as general partner of the Fund, BBS Capital, as the general partner of BBS GP, and Mr. Bakay may be deemed to have an indirect pecuniary interest in such shares due to the performance allocation from the Fund and their direct or indirect partnership interests in the Fund. BBS Management, as investment manager to the Fund receives an asset-based management fee from the Fund and, therefore, has no pecuniary interest.
/s/ Berke Bakay
2017-05-11
/s/ Berke Bakay, manager of BBS Capital, LLC, general partner of BBS Capital GP, LP, general partner of BBS Capital Fund, LP
2017-05-11
/s/ Berke Bakay, manager of BBS Capital, LLC, general partner of BBS Capital GP, LP
2017-05-11
/s/ Berke Bakay, manager of BBS Capital, LLC general partner of BBS Capital Management, LP
2017-05-11
/s/ Berke Bakay, manager of BBS Capital, LLC
2017-05-11