-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P70evNHje7gMnA2f0LMtXmen39+4pQpuZUZiSAFBqs+MTN4bBs2aFYySpsSocq/W +O6FeUVrjhnqCoXkPXeMMg== 0001225208-09-009364.txt : 20090401 0001225208-09-009364.hdr.sgml : 20090401 20090401175027 ACCESSION NUMBER: 0001225208-09-009364 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090401 FILED AS OF DATE: 20090401 DATE AS OF CHANGE: 20090401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KACKLEY JAMES R CENTRAL INDEX KEY: 0001265422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 09724685 MAIL ADDRESS: STREET 1: 855 EAST MAIN AVE CITY: ZEELAND STATE: MI ZIP: 49464-0302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 4 1 doc4.xml X0303 4 2009-04-01 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001265422 KACKLEY JAMES R 1204 PILGRIM ROAD PLYMOUTH WI 53073 1 Common Stock 2009-04-01 5 G 0 34014 0 D 207689 D Common Stock 45000 I By Spouse as trustee Stock Options (right to buy) 0.75 2015-06-29 Common Stock 40000 40000 D Stock Options (right to buy) 2.2 2016-12-20 Common Stock 28000 28000 D Stock Options (right to buy) 4.49 2008-07-27 2017-07-27 Common Stock 10000 10000 D Stock Options (right to buy) 11.61 2009-05-19 2018-05-19 Common Stock 14851 14851 D Grant to reporting person of option to buy shares under the 2003 Stock Option Plan. This option, granted June 29, 2005, vests and becomes exercisable in 20% increments on March 31, 2006, 2007, 2008, 2009 and 2010, respectively. Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests 2,000 shares per month beginning January 20, 2007. Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted July 27, 2007, becomes fully exercisable on July 27, 2008. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2008, vests and becomes exercisable in three equal installments on May 19, 2009, 2010 and 2011, respectively. Peter C. Underwood, Attorney-in-Fact 2009-04-01 -----END PRIVACY-ENHANCED MESSAGE-----