0001140361-11-029944.txt : 20110525
0001140361-11-029944.hdr.sgml : 20110525
20110525183148
ACCESSION NUMBER: 0001140361-11-029944
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110523
FILED AS OF DATE: 20110525
DATE AS OF CHANGE: 20110525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KACKLEY JAMES R
CENTRAL INDEX KEY: 0001265422
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33887
FILM NUMBER: 11872196
MAIL ADDRESS:
STREET 1: 855 EAST MAIN AVE
CITY: ZEELAND
STATE: MI
ZIP: 49464-0302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC.
CENTRAL INDEX KEY: 0001409375
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 391847269
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1204 PILGRIM ROAD
CITY: PLYMOUTH
STATE: WI
ZIP: 53073
BUSINESS PHONE: 800-660-9340
MAIL ADDRESS:
STREET 1: 1204 PILGRIM ROAD
CITY: PLYMOUTH
STATE: WI
ZIP: 53073
4
1
doc1.xml
FORM 4
X0303
4
2011-05-23
0
0001409375
ORION ENERGY SYSTEMS, INC.
OESX
0001265422
KACKLEY JAMES R
2210 WOODLAND DRIVE
MANITOWOC
WI
54220
1
0
0
0
Common Stock
197976
D
Common Stock
45000
I
By Spouse as trustee
Stock Options (right to buy)
4.19
2011-05-23
4
A
0
22045
0
A
2012-05-23
2021-05-23
Common Stock
22045
22045
D
Stock Options (right to buy)
4.49
2008-07-27
2017-07-27
Common Stock
10000
10000
D
Stock Options (right to buy)
11.61
2009-05-19
2018-05-19
Common Stock
14851
14851
D
Stock Options (right to buy)
3.78
2010-05-19
2019-05-19
Common Stock
10583
10583
D
Stock Options (right to buy)
3.49
2019-08-03
Common Stock
35000
35000
D
Stock Options (right to buy)
3.46
2011-05-18
2020-05-18
Common Stock
19912
19912
D
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vests and becomes exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted July 27, 2007, became fully exercisable on July 27, 2008.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2008, vests and becomes exercisable in three equal installments on May 19, 2009, 2010 and 2011, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in three equal installments on May 19, 2010, 2011 and 2012, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 3, 2009, vests and becomes exercisable upon any termination of employment other than a termination for cause.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
/s/ Steven R. Barth, Attorney-in-Fact
2011-05-25