0001140361-11-029944.txt : 20110525 0001140361-11-029944.hdr.sgml : 20110525 20110525183148 ACCESSION NUMBER: 0001140361-11-029944 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110523 FILED AS OF DATE: 20110525 DATE AS OF CHANGE: 20110525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KACKLEY JAMES R CENTRAL INDEX KEY: 0001265422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33887 FILM NUMBER: 11872196 MAIL ADDRESS: STREET 1: 855 EAST MAIN AVE CITY: ZEELAND STATE: MI ZIP: 49464-0302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORION ENERGY SYSTEMS, INC. CENTRAL INDEX KEY: 0001409375 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 391847269 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 BUSINESS PHONE: 800-660-9340 MAIL ADDRESS: STREET 1: 1204 PILGRIM ROAD CITY: PLYMOUTH STATE: WI ZIP: 53073 4 1 doc1.xml FORM 4 X0303 4 2011-05-23 0 0001409375 ORION ENERGY SYSTEMS, INC. OESX 0001265422 KACKLEY JAMES R 2210 WOODLAND DRIVE MANITOWOC WI 54220 1 0 0 0 Common Stock 197976 D Common Stock 45000 I By Spouse as trustee Stock Options (right to buy) 4.19 2011-05-23 4 A 0 22045 0 A 2012-05-23 2021-05-23 Common Stock 22045 22045 D Stock Options (right to buy) 4.49 2008-07-27 2017-07-27 Common Stock 10000 10000 D Stock Options (right to buy) 11.61 2009-05-19 2018-05-19 Common Stock 14851 14851 D Stock Options (right to buy) 3.78 2010-05-19 2019-05-19 Common Stock 10583 10583 D Stock Options (right to buy) 3.49 2019-08-03 Common Stock 35000 35000 D Stock Options (right to buy) 3.46 2011-05-18 2020-05-18 Common Stock 19912 19912 D Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vests and becomes exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted July 27, 2007, became fully exercisable on July 27, 2008. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2008, vests and becomes exercisable in three equal installments on May 19, 2009, 2010 and 2011, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in three equal installments on May 19, 2010, 2011 and 2012, respectively. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 3, 2009, vests and becomes exercisable upon any termination of employment other than a termination for cause. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively. /s/ Steven R. Barth, Attorney-in-Fact 2011-05-25