-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CAs6fa9iVRw9AeclIO2w1v0KcPQsfVfDcwG3TS6WCh9y1Ezs5l14JuoYBg92zvHo gb5rx437+hb6c0ZmqB8a7A== 0000909518-98-000506.txt : 19980803 0000909518-98-000506.hdr.sgml : 19980803 ACCESSION NUMBER: 0000909518-98-000506 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980730 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19980730 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLOCK DRUG CO INC CENTRAL INDEX KEY: 0000012654 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 221375645 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-06436 FILM NUMBER: 98673913 BUSINESS ADDRESS: STREET 1: 257 CORNELISON AVE CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 2014343000 MAIL ADDRESS: STREET 1: 257 CORNELISON AVENUE CITY: JERSEY CITY STATE: NJ ZIP: 07302 8-K 1 BLOCK DRUG COMPANY ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------------------ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 1998 BLOCK DRUG COMPANY, INC. (Exact Name of Registrant as Specified in Charter) NEW JERSEY 0-6436 22-1375645 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Identification No.) 257 CORNELISON AVENUE JERSEY CITY, NEW JERSEY 07302 (Address of Principal Executive Offices) Registrant's telephone number, including area code: (201) 434-3000 1 ================================================================================ NYFS08...:\60\26960\0001\5572\FRM7138L.510 ITEM 5. OTHER EVENTS. The Company has amended its Certificate of Incorporation, with the required stockholder approval, to modify certain terms of the authorized shares of Class A and Class B Common Stock. Description of Capital Stock The Company is authorized to issue 15,000,000 shares of Class A Common Stock, par value $.10 per share, and 30,000,000 shares of Class B Common Stock, par value $.10 per share. The two classes of the Company's Common Stock are identical in all respects, except that (a) all voting rights are held by the owners of the Class B Common Stock except as otherwise provided by law, and (b) holders of Class A Common Stock are entitled to receive dividends when, as and if declared and paid by the Board of Directors whether or not dividends are declared in respect of the Class B Common Stock. In the event of the declaration of a dividend in respect of the Class B Common Stock, a dividend of at least the same amount must be declared in respect of the Class A Common Stock. The Company's Certificate of Incorporation provides that upon an affirmative vote of the holders of two-thirds of the outstanding Class B Common Stock, all shares of Class A Common Stock will be converted into Class B Common Stock on share for share basis. The Company's stockholders have no pre-emptive rights to subscribe for additional shares. All outstanding shares of the Company's Class A and Class B Common Stock are nonassessable and are not subject to redemption or to any liability for further calls. In the event of liquidation or dissolution of the Company, holders of Class A and Class B Common Stock will be entitled to receive the assets remaining after payment of all debts ratably according to the number of shares held. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (a) Not applicable. (b) Not applicable. (c) Exhibits. Exhibit 4.1 Amended and Restated Certificate of Incorporation (incorporated by reference from Exhibit 4.1 to the Company's Form S-8 filed with the Securities and Exchange Commission on June 3, 1998). 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. BLOCK DRUG COMPANY, INC. By: /s/ John E. Peters --------------------------------- Name: John E. Peters Title: Senior Vice President, General Counsel and Secretary Date: July 30, 1998 3 EXHIBIT INDEX EXHIBIT NO. DESCRIPTION 4.1 Amended and Restated Certificate of Incorporation (incorporated by reference from Exhibit 4.1 to the Company's Form S-8 filed with the Securities and Exchange Commission on June 3, 1998). 4 -----END PRIVACY-ENHANCED MESSAGE-----