0001265287-14-000005.txt : 20141216
0001265287-14-000005.hdr.sgml : 20141216
20141216113609
ACCESSION NUMBER: 0001265287-14-000005
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140730
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JEFFERIES LLC
CENTRAL INDEX KEY: 0001265287
IRS NUMBER: 952622900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04281
FILM NUMBER: 141288778
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 3109141373
MAIL ADDRESS:
STREET 1: 520 MADISON AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: JEFFERIES & COMPANY, INC.
DATE OF NAME CHANGE: 20040518
FORMER COMPANY:
FORMER CONFORMED NAME: JEFFERIES & CO INC
DATE OF NAME CHANGE: 20030930
MA-I
1
primary_doc.xml
MA-I
0001265287
XXXXXXXX
Gene McGivney
212-284-2449
emcgivney@jefferies.com
abonalde@jefferies.com
N
Kenneth
David
Gibbs
001535004
N
1
0001265287
JEFFERIES LLC
03-27-2009
N
06-25-2014
0001265287
LOCATED
03-27-2009
520 MADISON AVE.
NEW YORK
NY
10022
03-2009
Jefferies LLC
New York
NY
10022
Y
Y
President of Municipal Securities
09-2007
03-2009
First Albany
New York
NY
12207
Y
Y
Chief Executive Officer
02-1993
09-2007
First Albany Capital
New York
NY
10022
Y
Y
Chairman of the board and Head of Municipal Capital Markets
Y
01-1999
SIFMA
120 Broadway
New York
NY
10271
N
N
LOBBYING ORGANIZATION FOR SECURITIES INDUSTRY
BOARD MEMBER SERVING ON EXECUTIVE COMMITTEE, MUNI EXECUTIVE STEERING COMMITTEE & SIFMA PAC CHAIR
4
LOBBYING ORGANIZATION FOR SECURITIES INDUSTRY
01-2011
Citizens Budget Commission for the City of New York
2 Pennsylvania Plaza
New York
NY
10001
N
N
CIVIC ORGANIZATION DEVOTED TO INFLUENCING CONSTRUCTIVE CHANGES IN FINANCES AND SERVICES OF NYC AND NYS
CHAIRMANSHIP OF BOARD OF TRUSTEES
5
CHAIRMANSHIP OF BOARD OF TRUSTEES
05-2013
Rubicon Infrastructure Advisors
630 Fifth Avenue
New York
NY
10111
N
N
PROVIDES ADVISORY SERVICES IN GLOBAL INFRASTRUCTURE MARKET
MEMBER OF INDEPENDENT ADVISORY BOARD
3
PROVIDES ADVISORY SERVICES IN GLOBAL INFRASTRUCTURE MARKET
05-2013
Maimonides Medical Center
4802 10th Avnue
New York
NY
11219
N
N
MEDICAL CENTER
Chair of the Board of Trustees
10
MEDICAL CENTER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-30-2014
Eugene McGivney
Senior Vice President