0001265287-14-000005.txt : 20141216 0001265287-14-000005.hdr.sgml : 20141216 20141216113609 ACCESSION NUMBER: 0001265287-14-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERIES LLC CENTRAL INDEX KEY: 0001265287 IRS NUMBER: 952622900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04281 FILM NUMBER: 141288778 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 3109141373 MAIL ADDRESS: STREET 1: 520 MADISON AVE. CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEFFERIES & COMPANY, INC. DATE OF NAME CHANGE: 20040518 FORMER COMPANY: FORMER CONFORMED NAME: JEFFERIES & CO INC DATE OF NAME CHANGE: 20030930 MA-I 1 primary_doc.xml MA-I 0001265287 XXXXXXXX Gene McGivney 212-284-2449 emcgivney@jefferies.com abonalde@jefferies.com N Kenneth David Gibbs 001535004 N 1 0001265287 JEFFERIES LLC 03-27-2009 N 06-25-2014 0001265287 LOCATED 03-27-2009 520 MADISON AVE. NEW YORK NY 10022 03-2009 Jefferies LLC New York NY 10022 Y Y President of Municipal Securities 09-2007 03-2009 First Albany New York NY 12207 Y Y Chief Executive Officer 02-1993 09-2007 First Albany Capital New York NY 10022 Y Y Chairman of the board and Head of Municipal Capital Markets Y 01-1999 SIFMA 120 Broadway New York NY 10271 N N LOBBYING ORGANIZATION FOR SECURITIES INDUSTRY BOARD MEMBER SERVING ON EXECUTIVE COMMITTEE, MUNI EXECUTIVE STEERING COMMITTEE & SIFMA PAC CHAIR 4 LOBBYING ORGANIZATION FOR SECURITIES INDUSTRY 01-2011 Citizens Budget Commission for the City of New York 2 Pennsylvania Plaza New York NY 10001 N N CIVIC ORGANIZATION DEVOTED TO INFLUENCING CONSTRUCTIVE CHANGES IN FINANCES AND SERVICES OF NYC AND NYS CHAIRMANSHIP OF BOARD OF TRUSTEES 5 CHAIRMANSHIP OF BOARD OF TRUSTEES 05-2013 Rubicon Infrastructure Advisors 630 Fifth Avenue New York NY 10111 N N PROVIDES ADVISORY SERVICES IN GLOBAL INFRASTRUCTURE MARKET MEMBER OF INDEPENDENT ADVISORY BOARD 3 PROVIDES ADVISORY SERVICES IN GLOBAL INFRASTRUCTURE MARKET 05-2013 Maimonides Medical Center 4802 10th Avnue New York NY 11219 N N MEDICAL CENTER Chair of the Board of Trustees 10 MEDICAL CENTER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-30-2014 Eugene McGivney Senior Vice President