0001562180-23-001990.txt : 20230228 0001562180-23-001990.hdr.sgml : 20230228 20230228174735 ACCESSION NUMBER: 0001562180-23-001990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230224 FILED AS OF DATE: 20230228 DATE AS OF CHANGE: 20230228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schaffner Jerry CENTRAL INDEX KEY: 0001456811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31987 FILM NUMBER: 23687879 MAIL ADDRESS: STREET 1: C/O PLAINSCAPITAL CORPORATION STREET 2: 2323 VICTORY AVENUE, SUITE 1400 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6565 HILLCREST AVE. CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 6565 HILLCREST AVE. CITY: DALLAS STATE: TX ZIP: 75205 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2023-02-24 false 0001265131 Hilltop Holdings Inc. HTH 0001456811 Schaffner Jerry 6565 HILLCREST AVENUE DALLAS TX 75205 false true false false PlainsCapital Bank Pres & CEO Common Stock 2023-02-24 4 S false 40000.00 33.3339 D 136763.00 D Common Stock 1459.00 I By Wife The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.2932 to $33.4044, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares. /s/ JERRY SCHAFFNER 2023-02-28