Executive Vice President, General Counsel and Secretary

0001104659-21-068167.txt : 20210517 0001104659-21-068167.hdr.sgml : 20210517 20210517163615 ACCESSION NUMBER: 0001104659-21-068167 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15359 FILM NUMBER: 21931469 BUSINESS ADDRESS: STREET 1: 6565 HILLCREST AVE. CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 6565 HILLCREST AVE. CITY: DALLAS STATE: TX ZIP: 75205 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001265131 XXXXXXXX 03-31-2021 03-31-2021 false Hilltop Holdings Inc.

6565 Hillcrest Avenue Dallas TX 75205

13F HOLDINGS REPORT 028-15359 N Corey G. Prestidge Executive Vice President, General Counsel and Secretary (214) 855-2177 /s/ Corey G. Prestidge Dallas TX 05-17-2021 4 791 774846 false 1 0001569620 028-15365 PlainsCapital Corp 2 0001534401 028-15369 PlainsCapital Bank 3 0000878520 028-18782 Hilltop Securities Holdings LLC 4 0000891055 028-18780 Hilltop Securities Inc. 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INTERNATIONAL BUSINESS MACHS COM 459200101 1077 8084 SH DFND 1,2 7874 110 100 INTERNATIONAL PAPER CO COM 460146103 16 300 SH DFND 3,4 0 0 0 INTERNATIONAL PAPER CO COM 460146103 302 5588 SH DFND 1,2 5588 0 0 INTERPUBLIC GROUP COS INC COM 460690100 337 11539 SH DFND 1,2 11539 0 0 INTUIT COM 461202103 389 1015 SH DFND 3,4 0 0 0 INTUIT COM 461202103 252 657 SH DFND 1,2 185 0 472 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 8 500 SH DFND 3,4 0 0 0 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 2074 124816 SH DFND 1,2 124698 0 118 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 238 4095 SH DFND 3,4 0 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 188 3226 SH DFND 1,2 3226 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 2034 47457 SH DFND 3,4 0 0 0 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 7213 103732 SH DFND 1,2 103149 0 583 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 7 321 SH DFND 3,4 0 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 2111 95432 SH DFND 1,2 94254 35 1143 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 390 4250 SH DFND 3,4 0 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 2148 67054 SH DFND 3,4 0 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 1952 92415 SH DFND 1,2 92415 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 264 12194 SH DFND 1,2 12194 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 445 20116 SH DFND 1,2 20116 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 319 14415 SH DFND 1,2 14415 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1110 50983 SH DFND 1,2 50983 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1957 90492 SH DFND 1,2 90492 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 1482 30000 SH DFND 1,2 30000 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 307 1138 SH DFND 3,4 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 589 3317 SH DFND 3,4 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 356 1327 SH DFND 3,4 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 7278 51376 SH DFND 3,4 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 28 198 SH DFND 1,2 198 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 244 5300 SH DFND 3,4 0 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 241 3547 SH DFND 3,4 0 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 176 13391 SH DFND 3,4 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4274 13394 SH DFND 3,4 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3798 11902 SH DFND 1,2 11902 0 0 ISHARES GOLD TR ISHARES 464285105 422 25979 SH DFND 3,4 0 0 0 ISHARES GOLD TR ISHARES 464285105 44 2700 SH DFND 1,2 2700 0 0 ISHARES INC MSCI STH KOR ETF 464286772 2885 32170 SH DFND 1,2 31941 0 229 ISHARES INC MSCI NETHERL ETF 464286814 5982 129610 SH DFND 1,2 128631 0 979 ISHARES INC CORE MSCI EMKT 46434G103 585 9090 SH DFND 3,4 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 3040 47233 SH DFND 1,2 47233 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 7 125 SH DFND 3,4 0 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 4753 79288 SH DFND 1,2 78802 0 486 ISHARES INC MSCI RUSSIA ETF 46434G798 319 8096 SH DFND 1,2 8096 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 7265 106031 SH DFND 1,2 105229 0 802 ISHARES SILVER TR ISHARES 46428Q109 2598 114435 SH DFND 3,4 0 0 0 ISHARES SILVER TR ISHARES 46428Q109 109 4780 SH DFND 1,2 4780 0 0 ISHARES TR SELECT DIVID ETF 464287168 705 6179 SH DFND 3,4 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 1014 8881 SH DFND 1,2 8131 750 0 ISHARES TR TIPS BD ETF 464287176 213 1699 SH DFND 3,4 0 0 0 ISHARES TR TIPS BD ETF 464287176 733 5848 SH DFND 1,2 5793 0 55 ISHARES TR CHINA LG-CAP ETF 464287184 415 8884 SH DFND 3,4 0 0 0 ISHARES TR TRANS AVG ETF 464287192 2596 10077 SH DFND 3,4 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 7106 17863 SH DFND 3,4 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 118 296 SH DFND 1,2 296 0 0 ISHARES TR CORE US AGGBD ET 464287226 671 5894 SH DFND 3,4 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 23 203 SH DFND 1,2 203 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 771 14448 SH DFND 3,4 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 227 4259 SH DFND 1,2 3800 0 459 ISHARES TR IBOXX INV CP ETF 464287242 251 1930 SH DFND 3,4 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 24375 187427 SH DFND 1,2 185423 85 1919 ISHARES TR GLOBAL TECH ETF 464287291 708 2300 SH DFND 1,2 2100 0 200 ISHARES TR BARCLAYS 7 10 YR 464287440 561 4967 SH DFND 3,4 0 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 259 2293 SH DFND 1,2 2293 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 1696 19662 SH DFND 3,4 0 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 907 10513 SH DFND 1,2 10513 0 0 ISHARES TR MSCI EAFE ETF 464287465 714 9411 SH DFND 3,4 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 3258 42946 SH DFND 1,2 42021 0 925 ISHARES TR RUS MDCP VAL ETF 464287473 408 3731 SH DFND 3,4 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 16288 220315 SH DFND 1,2 219567 0 748 ISHARES TR CORE S&P MCP ETF 464287507 385 1480 SH DFND 3,4 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 5967 22926 SH DFND 1,2 21951 0 975 ISHARES TR EXPANDED TECH 464287515 3136 9186 SH DFND 3,4 0 0 0 ISHARES TR PHLX SEMICND ETF 464287523 257 607 SH DFND 3,4 0 0 0 ISHARES TR NASDAQ BIOTECH 464287556 255 1691 SH DFND 3,4 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 436 2874 SH DFND 3,4 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 452 5770 SH DFND 1,2 5770 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 363 1494 SH DFND 3,4 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 5531 22758 SH DFND 1,2 22576 0 182 ISHARES TR RUS 1000 ETF 464287622 2043 9129 SH DFND 1,2 9129 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 441 2764 SH DFND 3,4 0 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 48 160 SH DFND 3,4 0 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 493 1639 SH DFND 1,2 1639 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2945 13328 SH DFND 3,4 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 14083 63739 SH DFND 1,2 62437 0 1302 ISHARES TR S&P MC 400VL ETF 464287705 276 2710 SH DFND 1,2 2710 0 0 ISHARES TR U.S. TECH ETF 464287721 198 2252 SH DFND 3,4 0 0 0 ISHARES TR U.S. TECH ETF 464287721 147 1680 SH DFND 1,2 1680 0 0 ISHARES TR US INDUSTRIALS 464287754 291 2750 SH DFND 3,4 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 57 524 SH DFND 3,4 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 11116 102429 SH DFND 1,2 102429 0 0 ISHARES TR AGENCY BOND ETF 464288166 764 6493 SH DFND 1,2 6437 0 56 ISHARES TR MSCI AC ASIA ETF 464288182 927 10000 SH DFND 3,4 0 0 0 ISHARES TR JPMORGAN USD EMG 464288281 39 362 SH DFND 3,4 0 0 0 ISHARES TR JPMORGAN USD EMG 464288281 579 5320 SH DFND 1,2 5291 0 29 ISHARES TR NATIONAL MUN ETF 464288414 725 6250 SH DFND 3,4 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 101 3200 SH DFND 3,4 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 1502 47726 SH DFND 1,2 47726 0 0 ISHARES TR MSCI KLD400 SOC 464288570 1997 26152 SH DFND 1,2 26152 0 0 ISHARES TR MBS ETF 464288588 20548 189516 SH DFND 1,2 187432 145 1939 ISHARES TR GOV/CRED BD ETF 464288596 208 1734 SH DFND 1,2 1734 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 1253 22912 SH DFND 1,2 22850 0 62 ISHARES TR 3 7 YR TREAS BD 464288661 377 2906 SH DFND 1,2 2906 0 0 ISHARES TR SHORT TREAS BD 464288679 271 2450 SH DFND 3,4 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 610 15882 SH DFND 3,4 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 3848 100245 SH DFND 1,2 98967 750 528 ISHARES TR US AER DEF ETF 464288760 378 3630 SH DFND 3,4 0 0 0 ISHARES TR US TREAS BD ETF 46429B267 122 4650 SH DFND 3,4 0 0 0 ISHARES TR US TREAS BD ETF 46429B267 1879 71776 SH DFND 1,2 70806 40 930 ISHARES TR CMBS ETF 46429B366 1292 23996 SH DFND 1,2 23745 10 241 ISHARES TR MSCI INDIA ETF 46429B598 3060 72543 SH DFND 1,2 72102 0 441 ISHARES TR FLTG RATE NT ETF 46429B655 467 9196 SH DFND 3,4 0 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 334 4825 SH DFND 3,4 0 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 193 1825 SH DFND 3,4 0 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 7590 71796 SH DFND 1,2 71796 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 946 7767 SH DFND 3,4 0 0 0 ISHARES TR MSCI USA VALUE 46432F388 590 5759 SH DFND 3,4 0 0 0 ISHARES TR MSCI USA MMENTM 46432F396 2572 15990 SH DFND 3,4 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1108 15382 SH DFND 3,4 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 5669 78700 SH DFND 1,2 78700 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 83 1611 SH DFND 3,4 0 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 1422 27717 SH DFND 1,2 27552 0 165 ISHARES TR MSCI INTL QUALTY 46434V456 1933 53034 SH DFND 3,4 0 0 0 ISHARES TR IBONDS DEC22 ETF 46434VBA7 265 10421 SH DFND 3,4 0 0 0 ISHARES TR IBONDS DEC24 ETF 46434VBG4 394 14925 SH DFND 3,4 0 0 0 ISHARES TR IBONDS DEC21 ETF 46434VBK5 1530 61566 SH DFND 3,4 0 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1396 27509 SH DFND 3,4 0 0 0 JACOBS ENGR GROUP INC COM 469814107 523 4046 SH DFND 3,4 0 0 0 JANUS DETROIT STR TR HENDERSON MTG 47103U852 470 8852 SH DFND 3,4 0 0 0 JD.COM INC SPON ADR CL A 47215P106 242 2875 SH DFND 3,4 0 0 0 JOHNSON & JOHNSON COM 478160104 2583 15719 SH DFND 3,4 0 0 0 JOHNSON & JOHNSON COM 478160104 1844 11220 SH DFND 1,2 10745 0 475 JOHNSON CTLS INTL PLC SHS G51502105 31 525 SH DFND 3,4 0 0 0 JOHNSON CTLS INTL PLC SHS G51502105 183 3060 SH DFND 1,2 3060 0 0 JPMORGAN CHASE & CO COM 46625H100 1518 9970 SH DFND 3,4 0 0 0 JPMORGAN CHASE & CO COM 46625H100 2266 14887 SH DFND 1,2 14887 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 792 3000 SH DFND 3,4 0 0 0 KAR AUCTION SVCS INC COM 48238T109 240 16031 SH DFND 1,2 15108 0 923 KAYNE ANDERSON ENERGY INFRST COM 486606106 2 240 SH DFND 3,4 0 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 287 39974 SH DFND 1,2 39974 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 254 25000 SH DFND 3,4 0 0 0 KIMBERLY-CLARK CORP COM 494368103 153 1104 SH DFND 3,4 0 0 0 KIMBERLY-CLARK CORP COM 494368103 582 4180 SH DFND 1,2 4120 60 0 KINDER MORGAN INC DEL COM 49456B101 428 25714 SH DFND 3,4 0 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 473 2332 SH DFND 3,4 0 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 25 124 SH DFND 1,2 124 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 412 1615 SH DFND 3,4 0 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 24 94 SH DFND 1,2 94 0 0 LAM RESEARCH CORP COM 512807108 737 1238 SH DFND 1,2 1238 0 0 LAUDER ESTEE COS INC CL A 518439104 296 1017 SH DFND 3,4 0 0 0 LAUDER ESTEE COS INC CL A 518439104 29 99 SH DFND 1,2 99 0 0 LILLY ELI & CO COM 532457108 244 1305 SH DFND 3,4 0 0 0 LILLY ELI & CO COM 532457108 379 2032 SH DFND 1,2 2032 0 0 LISTED FD TR CORE ALT FD 53656F847 8170 281923 SH DFND 1,2 281747 0 176 LOCKHEED MARTIN CORP COM 539830109 691 1871 SH DFND 3,4 0 0 0 LOCKHEED MARTIN CORP COM 539830109 465 1260 SH DFND 1,2 1260 0 0 LOWES COS INC COM 548661107 1780 9361 SH DFND 3,4 0 0 0 LOWES COS INC COM 548661107 342 1798 SH DFND 1,2 1798 0 0 LULULEMON ATHLETICA INC COM 550021109 184 601 SH DFND 3,4 0 0 0 LULULEMON ATHLETICA INC COM 550021109 174 568 SH DFND 1,2 568 0 0 LUMINAR TECHNOLOGIES INC COM CL A A 550424105 337 13865 SH DFND 3,4 0 0 0 MACYS INC COM 55616P104 361 22325 SH DFND 3,4 0 0 0 MADISON COVERED CALL & EQUIT COM 557437100 142 18816 SH DFND 3,4 0 0 0 MARATHON OIL CORP COM 565849106 188 17562 SH DFND 3,4 0 0 0 MARATHON OIL CORP COM 565849106 8 768 SH DFND 1,2 768 0 0 MARATHON PETE CORP COM 56585A102 89 1671 SH DFND 3,4 0 0 0 MARATHON PETE CORP COM 56585A102 339 6340 SH DFND 1,2 6340 0 0 MARSH & MCLENNAN COS INC COM 571748102 471 3864 SH DFND 3,4 0 0 0 MARSH & MCLENNAN COS INC COM 571748102 45 368 SH DFND 1,2 368 0 0 MARTIN MARIETTA MATLS INC COM 573284106 667 1986 SH DFND 3,4 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 2206 6197 SH DFND 3,4 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1234 3467 SH DFND 1,2 3366 0 101 MATSON INC COM 57686G105 264 3964 SH DFND 3,4 0 0 0 MCCORMICK & CO INC COM NON VTG 579780206 572 6414 SH DFND 3,4 0 0 0 MCDONALDS CORP COM 580135101 829 3698 SH DFND 3,4 0 0 0 MCDONALDS CORP COM 580135101 1128 5033 SH DFND 1,2 5033 0 0 MEDTRONIC PLC SHS G5960L103 690 5837 SH DFND 3,4 0 0 0 MEDTRONIC PLC SHS G5960L103 722 6112 SH DFND 1,2 6112 0 0 MERCADOLIBRE INC COM 58733R102 632 429 SH DFND 3,4 0 0 0 MERCADOLIBRE INC COM 58733R102 6 4 SH DFND 1,2 4 0 0 MERCK & CO. INC COM 58933Y105 704 9129 SH DFND 3,4 0 0 0 MERCK & CO. INC COM 58933Y105 1430 18555 SH DFND 1,2 18230 325 0 MESABI TR CTF BEN INT 590672101 556 18500 SH DFND 3,4 0 0 0 METLIFE INC COM 59156R108 589 9691 SH DFND 3,4 0 0 0 METLIFE INC COM 59156R108 27 437 SH DFND 1,2 437 0 0 MGM RESORTS INTERNATIONAL COM 552953101 534 14049 SH DFND 3,4 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 46 294 SH DFND 3,4 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 184 1184 SH DFND 1,2 1184 0 0 MICRON TECHNOLOGY INC COM 595112103 129 1460 SH DFND 3,4 0 0 0 MICRON TECHNOLOGY INC COM 595112103 175 1987 SH DFND 1,2 1987 0 0 MICROSOFT CORP COM 594918104 12218 51823 SH DFND 3,4 0 0 0 MICROSOFT CORP COM 594918104 3868 16405 SH DFND 1,2 16405 0 0 MODERNA INC COM 60770K107 457 3488 SH DFND 3,4 0 0 0 MODERNA INC COM 60770K107 52 400 SH DFND 1,2 400 0 0 MONDELEZ INTL INC CL A 609207105 66 1128 SH DFND 3,4 0 0 0 MONDELEZ INTL INC CL A 609207105 252 4307 SH DFND 1,2 4307 0 0 MORGAN STANLEY COM NEW 617446448 48 615 SH DFND 3,4 0 0 0 MORGAN STANLEY COM NEW 617446448 539 6953 SH DFND 1,2 6953 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 243 1294 SH DFND 3,4 0 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 41 219 SH DFND 1,2 219 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 40 681 SH DFND 3,4 0 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 464 7841 SH DFND 1,2 7466 375 0 NETFLIX INC COM 64110L106 1784 3420 SH DFND 3,4 0 0 0 NETFLIX INC COM 64110L106 938 1798 SH DFND 1,2 1798 0 0 NEWELL BRANDS INC COM 651229106 624 23298 SH DFND 3,4 0 0 0 NEWELL BRANDS INC COM 651229106 16 584 SH DFND 1,2 584 0 0 NEXTERA ENERGY INC COM 65339F101 249 3294 SH DFND 3,4 0 0 0 NEXTERA ENERGY INC COM 65339F101 821 10855 SH DFND 1,2 10855 0 0 NIKE INC CL B 654106103 693 5214 SH DFND 3,4 0 0 0 NIKE INC CL B 654106103 878 6604 SH DFND 1,2 6254 0 350 NORFOLK SOUTHN CORP COM 655844108 5 17 SH DFND 3,4 0 0 0 NORFOLK SOUTHN CORP COM 655844108 509 1894 SH DFND 1,2 1894 0 0 NORTHROP GRUMMAN CORP COM 666807102 570 1761 SH DFND 3,4 0 0 0 NORTHROP GRUMMAN CORP COM 666807102 142 437 SH DFND 1,2 277 0 160 NOVARTIS AG SPONSORED ADR 66987V109 42 491 SH DFND 3,4 0 0 0 NOVARTIS AG SPONSORED ADR 66987V109 500 5848 SH DFND 1,2 5848 0 0 NOVO-NORDISK A S ADR 670100205 257 3810 SH DFND 3,4 0 0 0 NOVO-NORDISK A S ADR 670100205 14 211 SH DFND 1,2 211 0 0 NUCANA PLC SPONSORED ADR 67022C106 191 38300 SH DFND 3,4 0 0 0 NUCOR CORP COM 670346105 635 7917 SH DFND 3,4 0 0 0 NUCOR CORP COM 670346105 4 49 SH DFND 1,2 49 0 0 NUVEEN CORPORATE INCM NOVEME COM 67077N106 376 40100 SH DFND 3,4 0 0 0 NUVEEN MUN VALUE FD INC COM 670928100 617 55412 SH DFND 3,4 0 0 0 NUVEEN MUN VALUE FD INC COM 670928100 143 12879 SH DFND 1,2 12879 0 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 184 17218 SH DFND 3,4 0 0 0 NVIDIA CORPORATION COM 67066G104 384 719 SH DFND 3,4 0 0 0 NVIDIA CORPORATION COM 67066G104 431 808 SH DFND 1,2 808 0 0 NVR INC COM 62944T105 273 58 SH DFND 3,4 0 0 0 OCUGEN INC COM 67577C105 98 14500 SH DFND 3,4 0 0 0 ORACLE CORP COM 68389X105 231 3296 SH DFND 3,4 0 0 0 ORACLE CORP COM 68389X105 360 5136 SH DFND 1,2 4836 0 300 OREILLY AUTOMOTIVE INC COM 67103H107 251 494 SH DFND 3,4 0 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 5 10 SH DFND 1,2 10 0 0 ORLA MNG LTD NEW COM A 68634K106 837 225733 SH DFND 3,4 0 0 0 PACER FDS TR BNCHMRK INFRA 69374H741 1858 51315 SH DFND 3,4 0 0 0 PACER FDS TR BNCHMRK INDSTR 69374H766 261 6729 SH DFND 3,4 0 0 0 PACIFIC PREMIER BANCORP COM 69478X105 756 17400 SH DFND 3,4 0 0 0 PAN AMERN SILVER CORP COM 697900108 240 8000 SH DFND 3,4 0 0 0 PARKER-HANNIFIN CORP COM 701094104 203 644 SH DFND 3,4 0 0 0 PARKER-HANNIFIN CORP COM 701094104 124 391 SH DFND 1,2 391 0 0 PAYCHEX INC COM 704326107 45 460 SH DFND 3,4 0 0 0 PAYCHEX INC COM 704326107 656 6690 SH DFND 1,2 6690 0 0 PAYPAL HLDGS INC COM 70450Y103 1657 6824 SH DFND 3,4 0 0 0 PAYPAL HLDGS INC COM 70450Y103 696 2866 SH DFND 1,2 2866 0 0 PENNSYLVANIA REAL ESTATE INV SH BEN INT 709102107 251 130620 SH DFND 3,4 0 0 0 PEPSICO INC COM 713448108 451 3188 SH DFND 3,4 0 0 0 PEPSICO INC COM 713448108 721 5096 SH DFND 1,2 5021 75 0 PERKINELMER INC COM 714046109 354 2757 SH DFND 1,2 2582 0 175 PFIZER INC COM 717081103 577 15917 SH DFND 3,4 0 0 0 PFIZER INC COM 717081103 1557 42983 SH DFND 1,2 42433 550 0 PHILIP MORRIS INTL INC COM 718172109 279 3141 SH DFND 3,4 0 0 0 PHILIP MORRIS INTL INC COM 718172109 1526 17199 SH DFND 1,2 16799 0 400 PHILLIPS 66 COM 718546104 187 2296 SH DFND 3,4 0 0 0 PHILLIPS 66 COM 718546104 509 6244 SH DFND 1,2 5798 0 446 PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 469 45350 SH DFND 3,4 0 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 289 2641 SH DFND 3,4 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 195 1909 SH DFND 3,4 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 703 6902 SH DFND 1,2 6902 0 0 PIONEER NAT RES CO COM 723787107 149 938 SH DFND 3,4 0 0 0 PIONEER NAT RES CO COM 723787107 132 837 SH DFND 1,2 837 0 0 PNC FINL SVCS GROUP INC COM 693475105 4 20 SH DFND 3,4 0 0 0 PNC FINL SVCS GROUP INC COM 693475105 503 2867 SH DFND 1,2 2767 100 0 POLARIS INC COM 731068102 2 15 SH DFND 3,4 0 0 0 POLARIS INC COM 731068102 570 4272 SH DFND 1,2 4228 0 44 PPL CORP COM 69351T106 21 738 SH DFND 3,4 0 0 0 PPL CORP COM 69351T106 304 10538 SH DFND 1,2 10038 500 0 PRICE T ROWE GROUP INC COM 74144T108 575 3354 SH DFND 1,2 3354 0 0 PROCTER AND GAMBLE CO COM 742718109 1336 9866 SH DFND 3,4 0 0 0 PROCTER AND GAMBLE CO COM 742718109 768 5671 SH DFND 1,2 5271 0 400 PROLOGIS INC. COM 74340W103 17 162 SH DFND 3,4 0 0 0 PROLOGIS INC. COM 74340W103 270 2547 SH DFND 1,2 2547 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 402 24013 SH DFND 1,2 24013 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 248 2880 SH DFND 3,4 0 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 235 3905 SH DFND 1,2 3905 0 0 QORVO INC COM 74736K101 168 920 SH DFND 3,4 0 0 0 QORVO INC COM 74736K101 70 382 SH DFND 1,2 382 0 0 QUALCOMM INC COM 747525103 281 2122 SH DFND 3,4 0 0 0 QUALCOMM INC COM 747525103 357 2696 SH DFND 1,2 2696 0 0 RAYONIER INC COM 754907103 287 8911 SH DFND 3,4 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 385 4985 SH DFND 3,4 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 736 9517 SH DFND 1,2 9273 0 244 REALTY INCOME CORP COM 756109104 613 9659 SH DFND 3,4 0 0 0 REALTY INCOME CORP COM 756109104 17 264 SH DFND 1,2 264 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 20 946 SH DFND 3,4 0 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 393 18998 SH DFND 1,2 18128 870 0 RIO TINTO PLC SPONSORED ADR 767204100 218 2812 SH DFND 1,2 2812 0 0 RIVERNORTH DOUBLELINE STRATE COM 76882G107 499 33017 SH DFND 3,4 0 0 0 ROCKWELL AUTOMATION INC COM 773903109 219 826 SH DFND 3,4 0 0 0 ROCKWELL AUTOMATION INC COM 773903109 119 450 SH DFND 1,2 450 0 0 S&P GLOBAL INC COM 78409V104 600 1702 SH DFND 1,2 1630 0 72 SABINE ROYALTY TR UNIT BEN INT 785688102 3 100 SH DFND 3,4 0 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 304 10000 SH DFND 1,2 10000 0 0 SALESFORCE COM INC COM 79466L302 278 1314 SH DFND 3,4 0 0 0 SALESFORCE COM INC COM 79466L302 472 2227 SH DFND 1,2 2227 0 0 SAP SE SPON ADR 803054204 3 26 SH DFND 3,4 0 0 0 SAP SE SPON ADR 803054204 277 2255 SH DFND 1,2 2255 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 959 15679 SH DFND 3,4 0 0 0 SCOTTS MIRACLE-GRO CO CL A 810186106 167 680 SH DFND 3,4 0 0 0 SCOTTS MIRACLE-GRO CO CL A 810186106 38 155 SH DFND 1,2 155 0 0 SEA LTD SPONSORD ADS 81141R100 266 1193 SH DFND 3,4 0 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 378 4920 SH DFND 3,4 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1113 9532 SH DFND 3,4 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 56 479 SH DFND 1,2 329 0 150 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 516 7551 SH DFND 3,4 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 17 244 SH DFND 1,2 144 0 100 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 842 5008 SH DFND 3,4 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 883 18000 SH DFND 3,4 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 6162 125591 SH DFND 1,2 125034 0 557 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 831 24401 SH DFND 3,4 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1260 37001 SH DFND 1,2 37001 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2804 28482 SH DFND 3,4 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 9676 98282 SH DFND 1,2 97481 0 801 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 106 800 SH DFND 3,4 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6843 51528 SH DFND 1,2 50885 0 643 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 291 3965 SH DFND 3,4 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 751 11725 SH DFND 3,4 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 68 1055 SH DFND 1,2 955 0 100 SHERWIN WILLIAMS CO COM 824348106 254 344 SH DFND 3,4 0 0 0 SHERWIN WILLIAMS CO COM 824348106 452 613 SH DFND 1,2 583 0 30 SHOPIFY INC CL A 82509L107 49 44 SH DFND 3,4 0 0 0 SHOPIFY INC CL A 82509L107 744 672 SH DFND 1,2 672 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 220 36100 SH DFND 3,4 0 0 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 416 2435 SH DFND 3,4 0 0 0 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 20 120 SH DFND 1,2 120 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 547 2979 SH DFND 3,4 0 0 0 SMUCKER J M CO COM NEW 832696405 238 1881 SH DFND 3,4 0 0 0 SMUCKER J M CO COM NEW 832696405 23 178 SH DFND 1,2 178 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 287 1000 SH DFND 3,4 0 0 0 SOUTHERN CO COM 842587107 225 3619 SH DFND 3,4 0 0 0 SOUTHERN CO COM 842587107 691 11118 SH DFND 1,2 10818 300 0 SOUTHWEST AIRLS CO COM 844741108 929 15218 SH DFND 3,4 0 0 0 SOUTHWEST AIRLS CO COM 844741108 600 9831 SH DFND 1,2 9831 0 0 SOUTHWESTERN ENERGY CO COM 845467109 385 82800 SH DFND 3,4 0 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1132 3428 SH DFND 3,4 0 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 6261 18964 SH DFND 1,2 18791 0 173 SPDR GOLD TR GOLD SHS 78463V107 1560 9751 SH DFND 3,4 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 3510 21944 SH DFND 1,2 21882 0 62 SPDR S&P 500 ETF TR TR UNIT 78462F103 3842 9695 SH DFND 3,4 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9037 22804 SH DFND 1,2 22719 0 85 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 263 552 SH DFND 3,4 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 50 105 SH DFND 1,2 105 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 410 5005 SH DFND 3,4 0 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 1130 13557 SH DFND 3,4 0 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 5112 61339 SH DFND 1,2 60908 0 431 SPDR SER TR PORTFLI MORTGAGE 78464A383 518 19970 SH DFND 3,4 0 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 402 12848 SH DFND 3,4 0 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 12570 401620 SH DFND 1,2 396542 350 4728 SPDR SER TR PORTFOLIO AGRGTE 78464A649 496 16720 SH DFND 3,4 0 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 672 21988 SH DFND 3,4 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 490 4155 SH DFND 3,4 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 18 155 SH DFND 1,2 155 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 14 518 SH DFND 3,4 0 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 3608 132079 SH DFND 1,2 131320 0 759 SPDR SER TR BBG BARCLAY 3-12 78468R523 200 2000 SH DFND 3,4 0 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 2036 25025 SH DFND 3,4 0 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 401 4385 SH DFND 3,4 0 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 341 19610 SH DFND 3,4 0 0 0 SQUARE INC CL A 852234103 779 3431 SH DFND 3,4 0 0 0 STARBUCKS CORP COM 855244109 853 7804 SH DFND 3,4 0 0 0 STARBUCKS CORP COM 855244109 433 3964 SH DFND 1,2 3964 0 0 STERIS PLC SHS USD G8473T100 334 1757 SH DFND 1,2 1673 0 84 STITCH FIX INC COM CL A 860897107 355 7170 SH DFND 3,4 0 0 0 STRYKER CORPORATION COM 863667101 201 824 SH DFND 3,4 0 0 0 SURFACE ONCOLOGY INC COM 86877M209 79 10100 SH DFND 3,4 0 0 0 SYSCO CORP COM 871829107 291 3690 SH DFND 3,4 0 0 0 SYSCO CORP COM 871829107 92 1168 SH DFND 1,2 1168 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 476 4024 SH DFND 3,4 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 710 6005 SH DFND 1,2 6005 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 18 103 SH DFND 3,4 0 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 229 1299 SH DFND 1,2 1222 0 77 TARGET CORP COM 87612E106 854 4310 SH DFND 3,4 0 0 0 TARGET CORP COM 87612E106 1017 5135 SH DFND 1,2 5135 0 0 TC ENERGY CORP COM 87807B107 5 100 SH DFND 3,4 0 0 0 TC ENERGY CORP COM 87807B107 268 5851 SH DFND 1,2 5626 225 0 TESLA INC COM 88160R101 988 1479 SH DFND 3,4 0 0 0 TESLA INC COM 88160R101 439 658 SH DFND 1,2 658 0 0 TEXAS INSTRS INC COM 882508104 957 5066 SH DFND 3,4 0 0 0 TEXAS INSTRS INC COM 882508104 971 5140 SH DFND 1,2 5140 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1181 2588 SH DFND 3,4 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1038 2273 SH DFND 1,2 2195 0 78 THOR INDS INC COM 885160101 67 496 SH DFND 3,4 0 0 0 THOR INDS INC COM 885160101 511 3792 SH DFND 1,2 3715 0 77 TIMKEN CO COM 887389104 527 6483 SH DFND 1,2 6370 0 113 TJX COS INC NEW COM 872540109 794 12006 SH DFND 3,4 0 0 0 TJX COS INC NEW COM 872540109 567 8571 SH DFND 1,2 8105 0 466 T-MOBILE US INC COM 872590104 4 30 SH DFND 3,4 0 0 0 T-MOBILE US INC COM 872590104 241 1925 SH DFND 1,2 1925 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 2 100 SH DFND 3,4 0 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 1039 42535 SH DFND 1,2 42250 0 285 TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 405 28250 SH DFND 3,4 0 0 0 TPI COMPOSITES INC COM 87266J104 789 13976 SH DFND 3,4 0 0 0 TRACTOR SUPPLY CO COM 892356106 62 350 SH DFND 3,4 0 0 0 TRACTOR SUPPLY CO COM 892356106 196 1104 SH DFND 1,2 1104 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 536 3236 SH DFND 3,4 0 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 43 260 SH DFND 1,2 260 0 0 TREX CO INC COM 89531P105 514 5619 SH DFND 3,4 0 0 0 TRITON INTL LTD CL A G9078F107 254 4613 SH DFND 3,4 0 0 0 TRIVAGO N V SPON ADS A SHS 89686D105 295 68500 SH DFND 3,4 0 0 0 TRUIST FINL CORP COM 89832Q109 44 761 SH DFND 3,4 0 0 0 TRUIST FINL CORP COM 89832Q109 502 8602 SH DFND 1,2 8602 0 0 TWITTER INC COM 90184L102 954 15000 SH DFND 3,4 0 0 0 TWITTER INC COM 90184L102 21 334 SH DFND 1,2 334 0 0 U S CONCRETE INC COM 90333L201 221 3008 SH DFND 3,4 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 239 4388 SH DFND 3,4 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 22 404 SH DFND 1,2 404 0 0 UBS AG LONDON BRANCH ETRACS NYSE 90274E257 2640 156594 SH DFND 3,4 0 0 0 ULTA BEAUTY INC COM 90384S303 680 2200 SH DFND 3,4 0 0 0 ULTA BEAUTY INC COM 90384S303 514 1664 SH DFND 1,2 1577 0 87 UNILEVER PLC SPON ADR NEW 904767704 33 592 SH DFND 3,4 0 0 0 UNILEVER PLC SPON ADR NEW 904767704 654 11708 SH DFND 1,2 11383 325 0 UNION PAC CORP COM 907818108 1717 7788 SH DFND 3,4 0 0 0 UNION PAC CORP COM 907818108 434 1971 SH DFND 1,2 1922 0 49 UNIQURE NV SHS N90064101 202 5995 SH DFND 3,4 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1545 9087 SH DFND 3,4 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 620 3648 SH DFND 1,2 3648 0 0 UNITED RENTALS INC COM 911363109 528 1602 SH DFND 3,4 0 0 0 UNITED RENTALS INC COM 911363109 18 56 SH DFND 1,2 56 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1422 3821 SH DFND 3,4 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1612 4333 SH DFND 1,2 4183 0 150 V F CORP COM 918204108 920 11514 SH DFND 3,4 0 0 0 VANECK MERK GOLD TR GOLD TRUST 921078101 187 11258 SH DFND 3,4 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3335 102608 SH DFND 3,4 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4 113 SH DFND 1,2 113 0 0 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 248 3625 SH DFND 3,4 0 0 0 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 2327 98520 SH DFND 1,2 97951 0 569 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 53 3300 SH DFND 3,4 0 0 0 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 2583 159574 SH DFND 1,2 158424 0 1150 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 638 19996 SH DFND 3,4 0 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 988 21954 SH DFND 3,4 0 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 414 13507 SH DFND 3,4 0 0 0 VANECK VECTORS ETF TR RARE EARTH STRAT 92189H805 249 3315 SH DFND 3,4 0 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 487 5491 SH DFND 1,2 5491 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 85 1486 SH DFND 3,4 0 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 302 5295 SH DFND 1,2 5295 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 427 1172 SH DFND 3,4 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 210 576 SH DFND 1,2 576 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 37 400 SH DFND 3,4 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 272 2962 SH DFND 1,2 2962 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 386 1743 SH DFND 3,4 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 976 7428 SH DFND 3,4 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 450 2105 SH DFND 3,4 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5276 25525 SH DFND 3,4 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1604 7762 SH DFND 1,2 7692 0 70 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 215 3549 SH DFND 3,4 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 189 3628 SH DFND 3,4 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 317 6096 SH DFND 1,2 5796 0 300 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 221 2674 SH DFND 3,4 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 595 7213 SH DFND 1,2 7172 0 41 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 242 1648 SH DFND 3,4 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8474 57614 SH DFND 1,2 57614 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 20 412 SH DFND 3,4 0 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 186 3781 SH DFND 1,2 3781 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 330 3469 SH DFND 3,4 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2962 12949 SH DFND 3,4 0 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 550 2908 SH DFND 3,4 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1235 3445 SH DFND 3,4 0 0 0 VEEVA SYS INC CL A COM 922475108 114 435 SH DFND 3,4 0 0 0 VEEVA SYS INC CL A COM 922475108 117 450 SH DFND 1,2 450 0 0 VELODYNE LIDAR INC COM 92259F101 159 13983 SH DFND 3,4 0 0 0 VERISK ANALYTICS INC COM 92345Y106 207 1173 SH DFND 3,4 0 0 0 VERISK ANALYTICS INC COM 92345Y106 25 140 SH DFND 1,2 140 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1950 33528 SH DFND 3,4 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1429 24579 SH DFND 1,2 24149 430 0 VERTEX PHARMACEUTICALS INC COM 92532F100 210 979 SH DFND 3,4 0 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 114 530 SH DFND 1,2 530 0 0 VIACOMCBS INC CL B 92556H206 899 19931 SH DFND 3,4 0 0 0 VIACOMCBS INC CL B 92556H206 108 2398 SH DFND 1,2 2198 0 200 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 58 10273 SH DFND 3,4 0 0 0 VISA INC COM CL A 92826C839 2149 10149 SH DFND 3,4 0 0 0 VISA INC COM CL A 92826C839 1480 6991 SH DFND 1,2 6829 0 162 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 94 5100 SH DFND 3,4 0 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 556 30165 SH DFND 1,2 29165 1000 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 165 3013 SH DFND 3,4 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 338 6156 SH DFND 1,2 6056 0 100 WALMART INC COM 931142103 862 6345 SH DFND 3,4 0 0 0 WALMART INC COM 931142103 661 4865 SH DFND 1,2 4605 0 260 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 218 9850 SH DFND 3,4 0 0 0 WASTE MGMT INC DEL COM 94106L109 304 2358 SH DFND 3,4 0 0 0 WASTE MGMT INC DEL COM 94106L109 213 1654 SH DFND 1,2 1654 0 0 WATSCO INC COM 942622200 2 6 SH DFND 3,4 0 0 0 WATSCO INC COM 942622200 222 851 SH DFND 1,2 840 0 11 WELLS FARGO CO NEW COM 949746101 159 4061 SH DFND 3,4 0 0 0 WELLS FARGO CO NEW COM 949746101 232 5945 SH DFND 1,2 5761 0 184 WESTERN UN CO COM 959802109 3 134 SH DFND 3,4 0 0 0 WESTERN UN CO COM 959802109 615 24939 SH DFND 1,2 24819 0 120 WESTROCK CO COM 96145D105 95 1830 SH DFND 3,4 0 0 0 WESTROCK CO COM 96145D105 339 6511 SH DFND 1,2 6381 0 130 WHEATON PRECIOUS METALS CORP COM 962879102 221 5775 SH DFND 3,4 0 0 0 WISDOMTREE TR US SMALLCAP FUND 97717W562 267 5643 SH DFND 3,4 0 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 649 11342 SH DFND 3,4 0 0 0 WORKHORSE GROUP INC COM NEW 98138J206 292 21180 SH DFND 3,4 0 0 0 XYLEM INC COM 98419M100 491 4671 SH DFND 3,4 0 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 15 30 SH DFND 3,4 0 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 804 1656 SH DFND 1,2 1548 0 108 ZILLOW GROUP INC CL C CAP STK 98954M200 1374 10597 SH DFND 3,4 0 0 0 ZOETIS INC CL A 98978V103 79 500 SH DFND 3,4 0 0 0 ZOETIS INC CL A 98978V103 541 3437 SH DFND 1,2 3287 0 150 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 342 1063 SH DFND 3,4 0 0 0 ZOOMINFO TECHNOLOGIES INC COM CL A 98980F104 325 6645 SH DFND 3,4 0 0 0