0001493152-17-013429.txt : 20171116 0001493152-17-013429.hdr.sgml : 20171116 20171116171306 ACCESSION NUMBER: 0001493152-17-013429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171103 FILED AS OF DATE: 20171116 DATE AS OF CHANGE: 20171116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS THOMAS S CENTRAL INDEX KEY: 0001264973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55821 FILM NUMBER: 171208748 MAIL ADDRESS: STREET 1: C/O TIVO INC STREET 2: 2160 GOLD ST CITY: ALVISO STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Frankly Inc CENTRAL INDEX KEY: 0001688667 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 981230527 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 BRYANT STREET, SUITE 240 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 415-861-9797 MAIL ADDRESS: STREET 1: 333 BRYANT STREET, SUITE 240 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 4 1 form4.xml X0306 4 2017-11-03 0 0001688667 Frankly Inc FKLY 0001264973 ROGERS THOMAS S 333 BRYANT STREET, SUITE 310 SAN FRANCISCO CA 94107 1 0 0 0 Restricted stock units convertible into common shares 2017-11-03 4 D 0 5000 0 D Common Shares 5000 2943 D Restricted stock units convertible into common shares 2017-11-03 4 A 0 60025 0 A Common Shares 60025 62968 D Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs shall become vested pro-rata on the following schedule: (a) one-quarter (13,195 RSUs) on December 31, 2017, (b) one-quarter (13,195 RSUs) on March 31, 2018, (c) one-quarter (13,195 RSUs) on June 30, 2018, and (d) one-quarter (13,194 RSUs) on September 30, 2018. The remaining 7,246 RSUs shall become vested on the earlier of: (a) March 31, 2018, or (b) the conclusion of the Company's Strategic Process, which shall be the date that the Company's Board dissolves the Strategic Process Committee. Not applicable. /s/ Thomas Rogers 2017-11-16