0001493152-17-013429.txt : 20171116
0001493152-17-013429.hdr.sgml : 20171116
20171116171306
ACCESSION NUMBER: 0001493152-17-013429
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171103
FILED AS OF DATE: 20171116
DATE AS OF CHANGE: 20171116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROGERS THOMAS S
CENTRAL INDEX KEY: 0001264973
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55821
FILM NUMBER: 171208748
MAIL ADDRESS:
STREET 1: C/O TIVO INC
STREET 2: 2160 GOLD ST
CITY: ALVISO
STATE: CA
ZIP: 95002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Frankly Inc
CENTRAL INDEX KEY: 0001688667
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 981230527
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 BRYANT STREET, SUITE 240
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 415-861-9797
MAIL ADDRESS:
STREET 1: 333 BRYANT STREET, SUITE 240
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
form4.xml
X0306
4
2017-11-03
0
0001688667
Frankly Inc
FKLY
0001264973
ROGERS THOMAS S
333 BRYANT STREET, SUITE 310
SAN FRANCISCO
CA
94107
1
0
0
0
Restricted stock units convertible into common shares
2017-11-03
4
D
0
5000
0
D
Common Shares
5000
2943
D
Restricted stock units convertible into common shares
2017-11-03
4
A
0
60025
0
A
Common Shares
60025
62968
D
Each RSU represents a contingent right to receive one common share of the Issuer.
The RSUs shall become vested pro-rata on the following schedule: (a) one-quarter (13,195 RSUs) on December 31, 2017, (b) one-quarter (13,195 RSUs) on March 31, 2018, (c) one-quarter (13,195 RSUs) on June 30, 2018, and (d) one-quarter (13,194 RSUs) on September 30, 2018. The remaining 7,246 RSUs shall become vested on the earlier of: (a) March 31, 2018, or (b) the conclusion of the Company's Strategic Process, which shall be the date that the Company's Board dissolves the Strategic Process Committee.
Not applicable.
/s/ Thomas Rogers
2017-11-16