0001209191-20-050870.txt : 20200917 0001209191-20-050870.hdr.sgml : 20200917 20200917160743 ACCESSION NUMBER: 0001209191-20-050870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200915 FILED AS OF DATE: 20200917 DATE AS OF CHANGE: 20200917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENRY CHRISTIAN O CENTRAL INDEX KEY: 0001263805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34899 FILM NUMBER: 201181290 MAIL ADDRESS: STREET 1: 9885 TOWNE CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC BIOSCIENCES OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001299130 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 161590339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1305 O'BRIEN DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-521-8000 MAIL ADDRESS: STREET 1: 1305 O'BRIEN DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC BIOSCIENCES OF CALIFORNIA INC DATE OF NAME CHANGE: 20050829 FORMER COMPANY: FORMER CONFORMED NAME: NANOFLUIDICS INC DATE OF NAME CHANGE: 20040729 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-15 0 0001299130 PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB 0001263805 HENRY CHRISTIAN O PACIFIC BIOSCIENCES OF CALIFORNIA, INC. 1305 O'BRIEN DRIVE MENLO PARK CA 94025 1 1 0 0 Chief Executive Officer Common Stock 2020-09-15 4 A 0 750000 0.00 A 750000 D Stock Option (right to buy) 7.32 2020-09-15 4 A 0 1500000 0.00 A 2021-09-15 2030-09-15 Common Stock 1500000 1500000 D Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on September 15 of each of 2021, 2022, 2023, and 2024, provided that the Reporting Person continues to serve through each vesting date. 1/4 of the shares subject to the option will vest on the one year anniversary of the date of grant, and the balance of shares will vest monthly thereafter over the next three years, provided that the Reporting Person continues to serve through each vesting date. /s/ Christian O. Henry 2020-09-17