0001140361-12-010083.txt : 20120222 0001140361-12-010083.hdr.sgml : 20120222 20120222161809 ACCESSION NUMBER: 0001140361-12-010083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120217 FILED AS OF DATE: 20120222 DATE AS OF CHANGE: 20120222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTLAKE CHEMICAL CORP CENTRAL INDEX KEY: 0001262823 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 760346924 MAIL ADDRESS: STREET 1: 2801 POST OAK BLVD STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chao James CENTRAL INDEX KEY: 0001299505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32260 FILM NUMBER: 12630491 MAIL ADDRESS: STREET 1: 2801 POST OAK BLVD. CITY: HOUSTON STATE: TX ZIP: 77056 4 1 doc1.xml FORM 4 X0304 4 2012-02-17 0 0001262823 WESTLAKE CHEMICAL CORP WLK 0001299505 Chao James 2801 POST OAK BLVD. HOUSTON TX 77056 1 1 1 0 Chairman Common Stock 2012-02-17 4 A 0 9586 00.00 A 90908 D Common Stock 20000 I By Mother Common Stock 120875 I By Brother Albert Chao Common Stock 46005277 I TTWF LP and TTWFGP LLC Trusts Employee Option (right to buy) 60.105 2012-02-17 4 A 0 24629 00.00 A 2022-02-17 Common Stock 24629 24629 D Employee Option (right to buy) 60.105 2012-02-17 4 A 0 30787 00 A 2022-02-17 Common Stock 30787 30787 I By Brother Albert Chao The shares of restricted stock will vest on February 17, 2015. Even though reporting person and reporting person's mother share a household, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The stock options are exercisable in three equal installments on February 17, 2013, 2014 and 2015. Even though reporting person and reporting person's brother, Albert Chao, share a household, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. 46,005,277 shares are held through TTWF LP, a Delaware limited partnership. Two trusts for the benefit of members of the Chao family, including the reporting person, are the managers of TTWFGP LLC, a Delaware limited liability company that is the general partner of TTWF LP. The limited partners of TTWF LP are five trusts, principally for the benefit of members of the Chao family, including the reporting person, and two corporations owned, indirectly or directly, by certain of these trusts and by other entities owned by members of the Chao family, including the reporting person. The reporting person shares investment and voting power with respect to the shares beneficially owned by TTWF LP. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. James Chao by Richard C. Kroger POA 2012-02-22