0001140361-12-010083.txt : 20120222
0001140361-12-010083.hdr.sgml : 20120222
20120222161809
ACCESSION NUMBER: 0001140361-12-010083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120217
FILED AS OF DATE: 20120222
DATE AS OF CHANGE: 20120222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTLAKE CHEMICAL CORP
CENTRAL INDEX KEY: 0001262823
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 760346924
MAIL ADDRESS:
STREET 1: 2801 POST OAK BLVD
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chao James
CENTRAL INDEX KEY: 0001299505
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32260
FILM NUMBER: 12630491
MAIL ADDRESS:
STREET 1: 2801 POST OAK BLVD.
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
doc1.xml
FORM 4
X0304
4
2012-02-17
0
0001262823
WESTLAKE CHEMICAL CORP
WLK
0001299505
Chao James
2801 POST OAK BLVD.
HOUSTON
TX
77056
1
1
1
0
Chairman
Common Stock
2012-02-17
4
A
0
9586
00.00
A
90908
D
Common Stock
20000
I
By Mother
Common Stock
120875
I
By Brother Albert Chao
Common Stock
46005277
I
TTWF LP and TTWFGP LLC Trusts
Employee Option (right to buy)
60.105
2012-02-17
4
A
0
24629
00.00
A
2022-02-17
Common Stock
24629
24629
D
Employee Option (right to buy)
60.105
2012-02-17
4
A
0
30787
00
A
2022-02-17
Common Stock
30787
30787
I
By Brother Albert Chao
The shares of restricted stock will vest on February 17, 2015.
Even though reporting person and reporting person's mother share a household, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
The stock options are exercisable in three equal installments on February 17, 2013, 2014 and 2015.
Even though reporting person and reporting person's brother, Albert Chao, share a household, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
46,005,277 shares are held through TTWF LP, a Delaware limited partnership. Two trusts for the benefit of members of the Chao family, including the reporting person, are the managers of TTWFGP LLC, a Delaware limited liability company that is the general partner of TTWF LP. The limited partners of TTWF LP are five trusts, principally for the benefit of members of the Chao family, including the reporting person, and two corporations owned, indirectly or directly, by certain of these trusts and by other entities owned by members of the Chao family, including the reporting person. The reporting person shares investment and voting power with respect to the shares beneficially owned by TTWF LP. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
James Chao by Richard C. Kroger POA
2012-02-22