-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IXJ0uXdZCIKdTxCb4uGJFQGZcLsiGx2KCxlfNyu8AY39QTBct8ARTdjSx5i/7kVs qT4JYQX3u0ytH3Y8QH0PEw== 0001140361-05-007359.txt : 20050913 0001140361-05-007359.hdr.sgml : 20050913 20050913123206 ACCESSION NUMBER: 0001140361-05-007359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050909 FILED AS OF DATE: 20050913 DATE AS OF CHANGE: 20050913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTLAKE CHEMICAL CORP CENTRAL INDEX KEY: 0001262823 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 760346924 MAIL ADDRESS: STREET 1: 2801 POST OAK BLVD STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chao James CENTRAL INDEX KEY: 0001299505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32260 FILM NUMBER: 051081627 BUSINESS ADDRESS: BUSINESS PHONE: 713-960-9111 MAIL ADDRESS: STREET 1: 2801 POST OAK BLVD. CITY: HOUSTON STATE: TX ZIP: 77056 4 1 doc1.xml FORM 4 X0202 4 2005-09-09 0 0001262823 WESTLAKE CHEMICAL CORP WLK 0001299505 Chao James 2801 POST OAK BLVD. SUITE 600 HOUSTON TX 77056 1 1 1 0 Chairman of the Board Common Stock 2005-09-09 4 A 0 6440 0 A 26540 D Common Stock 2004-08-16 4 P 0 20000 14.5 A 20000 I By Mother Common Stock 2005-09-09 4 A 0 8782 0 A 9482 I By Brother-Albert Chao Employee Option (right to buy) 27.22 2005-09-09 4 A 0 9934 0 A 2015-08-31 Common Stock 9934 9934 D Employee Option (right to buy) 27.22 2005-09-09 4 A 0 13547 0 A 2015-08-31 Common Stock 13547 13547 I By Brother-Albert Chao The issuer approved the grant effective as of August 31, 2005. The reporting person was notified of the grant on September 9, 2005. Even though reporting person and reporting person's mother share a household, reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Even though reporting person and reporting person's brother, Albert Chao, share a household, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These options become exercisable in four equal installments on August 31, 2006, 2007, 2008 and 2009. 51,505,277 shares are held indirectly through TTWF LP, a Delaware limited partnership. Two trusts for the benefit of members of the Chao family, including the reporting person, are the managers of TTWFGP LLC, a Delaware limited liability company that is the general partner of TTWF LP. The limited partners of TTWF LP are five trusts principally for the benefit of members of the Chao family, including the reporting person and two corporations owned, indirectly or directly, by certain of these trusts and by other entities owned by members of the Chao family, including the reporting person. The reporting person shares investment and voting power with respect to the shares beneficially owned by TTWF LP. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. James Chao by Stephen Wallace, POA 2005-09-13 -----END PRIVACY-ENHANCED MESSAGE-----