-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R4VES/jTdO2nvzkxrghKFNrGMcp3brAVWI4F7MScH3HWNWgWoViLqHr4KWvzMWm6 IxqSqRUW9Eky5ggHKxpCpA== 0001140361-04-004827.txt : 20040818 0001140361-04-004827.hdr.sgml : 20040818 20040818133336 ACCESSION NUMBER: 0001140361-04-004827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040816 FILED AS OF DATE: 20040818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTLAKE CHEMICAL CORP CENTRAL INDEX KEY: 0001262823 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 760346924 MAIL ADDRESS: STREET 1: 2801 POST OAK BLVD STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chao James CENTRAL INDEX KEY: 0001299505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32260 FILM NUMBER: 04983707 BUSINESS ADDRESS: BUSINESS PHONE: 713-960-9111 MAIL ADDRESS: STREET 1: 2801 POST OAK BLVD. CITY: HOUSTON STATE: TX ZIP: 77056 4 1 doc1.xml FORM 4 X0202 4 2004-08-16 0 0001262823 WESTLAKE CHEMICAL CORP WLK 0001299505 Chao James 2801 POST OAK BLVD HOUSTON TX 77056 1 1 1 0 Chairman of the Board Common Stock 2004-08-16 4 P 0 20000 14.50 A 20000 D Common Stock 2004-08-16 4 A 0 100 0 A 20100 D Common Stock 2004-08-16 4 P 0 20000 14.50 A 20000 I By Mother Common Stock 2004-08-16 4 P 0 600 14.50 A 600 I By Brother-Albert Chao Common Stock 2004-08-16 4 A 0 100 0 A 700 I By Brother--Albert Chao Incentive Stock Option 14.50 2004-08-16 4 A 0 35300 0 A 2014-08-16 Common Stock 35300 35300 D Incentive Stock Option 14.50 2004-08-16 4 A 0 44400 0 A 2014-08-16 Common Stock 44400 44400 I By Brother -Albert Chao Issuer has granted 100 restricted stock units to each of Issuer's regular employees with six months continuous employment, including the reporting person. The restricted stock units will vest when held for six months, subject to continous employment, and each unit will become one share of Common Stock upon vesting. The reporting person will receive no dividends and will have no voting rights during the vesting period. Even though reporting person and reporting person's mother share a household, the reporting person disclaims beneficial ownerhship of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Even though reporting person and reporting person's brother, Albert Chao, share a household, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The option is exercisable in three equal installments on the first, second and third anniversaries of the Transaction Date. 51,505,277 shares are held indirectly through TTWF LP, a Delaware limited partnership. Two trusts for the benefit of members of the Chao family, including the reporting person, are the managers of TTWFGP LLC, a Delaware limited liability company that is the general partner of TTWF LP. The limited partners of TTWF LP are five trusts principally for the benefit of members of the Chao family, including the reporting person, and two corporations owned, indirectly or directly, by certain of these trusts and by other entities owned by members of the Chao family, including the reporting person. The reporting person shares investment and voting power with respect to the shares beneficially owned by TTWF LP. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. James Chao by Andrew Ralston, POA 2004-08-18 -----END PRIVACY-ENHANCED MESSAGE-----