0000899243-16-015403.txt : 20160307
0000899243-16-015403.hdr.sgml : 20160307
20160307163025
ACCESSION NUMBER: 0000899243-16-015403
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160303
FILED AS OF DATE: 20160307
DATE AS OF CHANGE: 20160307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST MARBLEHEAD CORP
CENTRAL INDEX KEY: 0001262279
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 043295311
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ONE CABOT ROAD
STREET 2: SUITE 200
CITY: MEDFORD
STATE: MA
ZIP: 02155
BUSINESS PHONE: 617 638-2000
MAIL ADDRESS:
STREET 1: ONE CABOT ROAD
STREET 2: SUITE 200
CITY: MEDFORD
STATE: MA
ZIP: 02155
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lobster Point Properties Ltd
CENTRAL INDEX KEY: 0001668113
STATE OF INCORPORATION: A5
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31825
FILM NUMBER: 161488848
BUSINESS ADDRESS:
STREET 1: C/O CLEARWATER FINE FOODS INCORPORATED
STREET 2: 757 BEDFORD HIGHWAY
CITY: BEDFORD
STATE: A5
ZIP: B4A 3Z7
BUSINESS PHONE: 902-457-2350
MAIL ADDRESS:
STREET 1: C/O CLEARWATER FINE FOODS INCORPORATED
STREET 2: 757 BEDFORD HIGHWAY
CITY: BEDFORD
STATE: A5
ZIP: B4A 3Z7
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FP Resources USA Inc.
CENTRAL INDEX KEY: 0001668191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31825
FILM NUMBER: 161488849
BUSINESS ADDRESS:
STREET 1: C/O CLEARWATER FINE FOODS INCORPORATED
STREET 2: 757 BEDFORD HIGHWAY
CITY: BEDFORD
STATE: A5
ZIP: B4A 3Z7
BUSINESS PHONE: 902-457-2350
MAIL ADDRESS:
STREET 1: C/O CLEARWATER FINE FOODS INCORPORATED
STREET 2: 757 BEDFORD HIGHWAY
CITY: BEDFORD
STATE: A5
ZIP: B4A 3Z7
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Risley John Carter
CENTRAL INDEX KEY: 0001648293
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31825
FILM NUMBER: 161488850
MAIL ADDRESS:
STREET 1: 757 BEDFORD HIGHWAY
CITY: BEDFORD
STATE: A5
ZIP: B4A3Z7
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-03
0
0001262279
FIRST MARBLEHEAD CORP
FMD
0001648293
Risley John Carter
C/O STAN SPAVOLD, CLEARWATER FINE FOODS
INCORPORATED, 757 BEDFORD HIGHWAY
BEDFORD
A5
B4A 3Z7
NOVA SCOTIA, CANADA
0
0
1
0
0001668191
FP Resources USA Inc.
C/O STAN SPAVOLD
757 BEDFORD HIGHWAY
BEDFORD
A5
B4A 3Z7
NOVA SCOTIA, CANADA
0
0
1
0
0001668113
Lobster Point Properties Ltd
C/O STAN SPAVOLD
757 BEDFORD HIGHWAY
BEDFORD
A5
B4A 3Z7
NOVA SCOTIA, CANADA
0
0
1
0
Common Stock, par value $0.01
2016-03-03
4
S
0
42527
3.22
D
1768339
I
See Footnote
Common Stock, par value $0.01
2016-03-04
4
S
0
8122
3.20
D
1760217
I
See Footnote
Common Stock, par value $0.01
2016-03-07
4
S
0
20001
3.15
D
1740216
I
See Footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.28, inclusive. The reporting person undertakes to provide to The First Marblehead Corporation, any security holder of The First Marblehead Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
This report is filed jointly by John Carter Risley ("Mr. Risley"), FP Resources USA Inc. ("FP Resources") and Lobster Point Properties Limited ("Lobster Point" and collectively with Mr. Risley and FP Resources, the "Reporting Persons"). On December 31, 2015, Mr. Risley transferred the reported securities of the Issuer to FP Resources, which is a wholly owned subsidiary of Lobster Point, which is a wholly owned subsidiary of Mr. Risley, in a transaction exempt pursuant to Section 16a-13.
(Continued from Footnote 2) None of the Reporting Persons have acquired any securities of the Issuer since FP Resources becoming the nominee holder of the reported securities. The filing of this report by FP Resources and Lobster Point shall not be deemed an admission that FP Resources or Lobster Point is, for purposes of Section 16 of the Securities Act of 1933, as amended, or otherwise, the beneficial owner of any of the equity securities covered by this report. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.18 to $3.26, inclusive. The reporting person undertakes to provide to The First Marblehead Corporation, any security holder of The First Marblehead Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.15 to $3.20, inclusive. The reporting person undertakes to provide to The First Marblehead Corporation, any security holder of The First Marblehead Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
/s/ John Carter Risley
2016-03-07
/s/ Stan Spavold, Secretary of FP Resources USA Inc.
2016-03-07
/s/ Stan Spavold, Secretary of Lobster Point Properties Limited
2016-03-07