0001214659-15-002541.txt : 20150326
0001214659-15-002541.hdr.sgml : 20150326
20150326150029
ACCESSION NUMBER: 0001214659-15-002541
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150324
FILED AS OF DATE: 20150326
DATE AS OF CHANGE: 20150326
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEI Pharma, Inc.
CENTRAL INDEX KEY: 0001262104
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 510407811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 11975 EL CAMINO REAL
STREET 2: SUITE 101
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-792-6300
MAIL ADDRESS:
STREET 1: 11975 EL CAMINO REAL
STREET 2: SUITE 101
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: MARSHALL EDWARDS INC
DATE OF NAME CHANGE: 20030902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vivo Ventures V, LLC
CENTRAL INDEX KEY: 0001399028
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50484
FILM NUMBER: 15727390
BUSINESS ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-688-0818
MAIL ADDRESS:
STREET 1: 575 HIGH STREET, SUITE 201
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
marketforms-30575.xml
PRIMARY DOCUMENT
X0306
4
2015-03-24
0001262104
MEI Pharma, Inc.
MEIP
0001399028
Vivo Ventures V, LLC
575 HIGH STREET, SUITE 201
PALO ALTO
CA
94301
false
false
true
false
Common Stock
2015-03-24
4
O
false
26445
3.12
A
206460
I
See footnote
Warrant to Purchase Common Stock
3.12
2015-03-24
4
O
false
24401
0
A
2012-12-18
2017-12-18
Common Stock
24401
0
I
See footnote
On March 24, 2015, Vivo Ventures V, LLC exercised a warrant to purchase 24,401 shares of Common Stock for $3.12 per share on a cashless basis, resulting in the acquisition of 26,445 shares of common stock. 204,343 shares are held of record by Vivo Ventures Fund V., L.P., and 2,117 shares are held of record by Vivo Ventures V Affiliates Fund, L.P. (together, the "Vivo V Funds"). Vivo Ventures V, LLC (the "Vivo V GP"), as the sole general partner of both the Vivo V Funds, may be deemed to beneficially own the Common Stock of the Issuer owned by the Vivo V Funds. Vivo V GP disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.
Vivo Ventures V, LLC is the general partner of Vivo Ventures Fund V, L.P. and Vivo Ventures V Affiliates Fund, L.P. Vivo Ventures Fund V, L.P. converted 24,151 shares of warrant stock to common stock and Vivo Ventures V Affiliates Fund, L.P. converted 250 shares of warrant stock to common stock.
/s/ Albert Cha, Managing Member of Vivo Ventures V, LLC, the General Partner of Vivo Ventures V Fund, L.P. and Vivo Ventures V Affiliates Fund, L.P.
2015-03-26