0001214659-15-002541.txt : 20150326 0001214659-15-002541.hdr.sgml : 20150326 20150326150029 ACCESSION NUMBER: 0001214659-15-002541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150324 FILED AS OF DATE: 20150326 DATE AS OF CHANGE: 20150326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEI Pharma, Inc. CENTRAL INDEX KEY: 0001262104 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 510407811 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 11975 EL CAMINO REAL STREET 2: SUITE 101 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-792-6300 MAIL ADDRESS: STREET 1: 11975 EL CAMINO REAL STREET 2: SUITE 101 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: MARSHALL EDWARDS INC DATE OF NAME CHANGE: 20030902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vivo Ventures V, LLC CENTRAL INDEX KEY: 0001399028 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50484 FILM NUMBER: 15727390 BUSINESS ADDRESS: STREET 1: 575 HIGH STREET, SUITE 201 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-688-0818 MAIL ADDRESS: STREET 1: 575 HIGH STREET, SUITE 201 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 marketforms-30575.xml PRIMARY DOCUMENT X0306 4 2015-03-24 0001262104 MEI Pharma, Inc. MEIP 0001399028 Vivo Ventures V, LLC 575 HIGH STREET, SUITE 201 PALO ALTO CA 94301 false false true false Common Stock 2015-03-24 4 O false 26445 3.12 A 206460 I See footnote Warrant to Purchase Common Stock 3.12 2015-03-24 4 O false 24401 0 A 2012-12-18 2017-12-18 Common Stock 24401 0 I See footnote On March 24, 2015, Vivo Ventures V, LLC exercised a warrant to purchase 24,401 shares of Common Stock for $3.12 per share on a cashless basis, resulting in the acquisition of 26,445 shares of common stock. 204,343 shares are held of record by Vivo Ventures Fund V., L.P., and 2,117 shares are held of record by Vivo Ventures V Affiliates Fund, L.P. (together, the "Vivo V Funds"). Vivo Ventures V, LLC (the "Vivo V GP"), as the sole general partner of both the Vivo V Funds, may be deemed to beneficially own the Common Stock of the Issuer owned by the Vivo V Funds. Vivo V GP disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein. Vivo Ventures V, LLC is the general partner of Vivo Ventures Fund V, L.P. and Vivo Ventures V Affiliates Fund, L.P. Vivo Ventures Fund V, L.P. converted 24,151 shares of warrant stock to common stock and Vivo Ventures V Affiliates Fund, L.P. converted 250 shares of warrant stock to common stock. /s/ Albert Cha, Managing Member of Vivo Ventures V, LLC, the General Partner of Vivo Ventures V Fund, L.P. and Vivo Ventures V Affiliates Fund, L.P. 2015-03-26