0000921895-23-002339.txt : 20231013
0000921895-23-002339.hdr.sgml : 20231013
20231013170259
ACCESSION NUMBER: 0000921895-23-002339
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231011
FILED AS OF DATE: 20231013
DATE AS OF CHANGE: 20231013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anson Management GP LLC
CENTRAL INDEX KEY: 0001491073
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41827
FILM NUMBER: 231325612
BUSINESS ADDRESS:
STREET 1: 16000 DALLAS PARKWAY
STREET 2: SUITE 800
CITY: DALLAS
STATE: TX
ZIP: 75248
BUSINESS PHONE: 214.866.0202
MAIL ADDRESS:
STREET 1: 16000 DALLAS PARKWAY
STREET 2: SUITE 800
CITY: DALLAS
STATE: TX
ZIP: 75248
FORMER NAME:
FORMER CONFORMED NAME: Admiralty Advisors LLC
DATE OF NAME CHANGE: 20100504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Winson Bruce Ross
CENTRAL INDEX KEY: 0001491069
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41827
FILM NUMBER: 231325611
MAIL ADDRESS:
STREET 1: 5950 BERKSHIRE LANE
STREET 2: SUITE 510
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anson Funds Management LP
CENTRAL INDEX KEY: 0001491072
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41827
FILM NUMBER: 231325616
BUSINESS ADDRESS:
STREET 1: 16000 DALLAS PARKWAY
STREET 2: SUITE 800
CITY: DALLAS
STATE: TX
ZIP: 75248
BUSINESS PHONE: 214.866.0202
MAIL ADDRESS:
STREET 1: 16000 DALLAS PARKWAY
STREET 2: SUITE 800
CITY: DALLAS
STATE: TX
ZIP: 75248
FORMER NAME:
FORMER CONFORMED NAME: Frigate Ventures LP
DATE OF NAME CHANGE: 20100504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nathoo Amin
CENTRAL INDEX KEY: 0001962354
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41827
FILM NUMBER: 231325614
MAIL ADDRESS:
STREET 1: 155 UNIVERSITY AVENUE
STREET 2: SUITE 207
CITY: TORONTO
STATE: Z4
ZIP: M5H 3B7
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anson Advisors Inc.
CENTRAL INDEX KEY: 0001581079
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41827
FILM NUMBER: 231325615
BUSINESS ADDRESS:
STREET 1: 155 UNIVERSITY AVENUE
STREET 2: SUITE 207
CITY: TORONTO
STATE: A6
ZIP: M5H 3B7
BUSINESS PHONE: 416.447.8874
MAIL ADDRESS:
STREET 1: 155 UNIVERSITY AVENUE
STREET 2: SUITE 207
CITY: TORONTO
STATE: A6
ZIP: M5H 3B7
FORMER NAME:
FORMER CONFORMED NAME: M5V Advisors Inc.
DATE OF NAME CHANGE: 20130710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kassam Moez
CENTRAL INDEX KEY: 0001585167
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41827
FILM NUMBER: 231325613
MAIL ADDRESS:
STREET 1: 111 PETER STREET
STREET 2: SUITE 904
CITY: TORONTO
STATE: A6
ZIP: M5V2H1
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEI Pharma, Inc.
CENTRAL INDEX KEY: 0001262104
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 510407811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 11455 EL CAMINO REAL
STREET 2: SUITE 250
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-369-7100
MAIL ADDRESS:
STREET 1: 11455 EL CAMINO REAL
STREET 2: SUITE 250
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: MARSHALL EDWARDS INC
DATE OF NAME CHANGE: 20030902
4
1
form413392004ans_10132023.xml
OWNERSHIP DOCUMENT
X0508
4
2023-10-11
0
0001262104
MEI Pharma, Inc.
MEIP
0001491072
Anson Funds Management LP
16000 DALLAS PARKWAY
SUITE 800
DALLAS
TX
75248
0
0
1
0
0001581079
Anson Advisors Inc.
155 UNIVERSITY AVENUE
SUITE 207
TORONTO
A6
M5H 3B7
ONTARIO, CANADA
0
0
1
0
0001962354
Nathoo Amin
155 UNIVERSITY AVENUE
SUITE 207
TORONTO
Z4
M5H 3B7
CANADA (FEDERAL LEVEL)
0
0
1
0
0001585167
Kassam Moez
111 PETER STREET
SUITE 904
TORONTO
A6
M5V2H1
ONTARIO, CANADA
0
0
1
0
0001491073
Anson Management GP LLC
16000 DALLAS PARKWAY
SUITE 800
DALLAS
TX
75248
0
0
1
0
0001491069
Winson Bruce Ross
16000 DALLAS PARKWAY
SUITE 800
DALLAS
TX
75248
0
0
1
0
0
Common Stock
2023-10-11
4
X
0
40000
7.0000
A
904188
I
See footnotes
Common Stock
2023-10-11
4
X
0
10000
7.0000
A
914188
I
See footnotes
Put Option (obligation to buy)
7
2023-10-11
4
X
0
400
0
D
2023-09-22
2023-10-20
Common Stock
40000
8600
I
See footnotes
Put Option (obligation to buy)
7
2023-10-11
4
X
0
100
0
D
2023-09-22
2023-10-20
Common Stock
10000
8500
I
See footnotes
The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the securities of MEI Pharma, Inc. (the "Issuer") purchased by Anson Investments Master Fund LP, Anson East Master Fund LP and Anson Opportunities Master Fund LP (collectively, the "Funds"), each advised by Anson and Anson Advisors.
Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Anson and Anson Advisors hold indirectly the securities of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the securities held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the securities held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities.
/s/ Bruce R. Winson, manager of Anson Management GP LLC, general partner of Anson Funds Management LP
2023-10-13
/s/ Bruce R. Winson, manager of Anson Management GP LLC
2023-10-13
/s/ Bruce R. Winson
2023-10-13
/s/ Amin Nathoo, director of Anson Advisors Inc.
2023-10-13
/s/ Amin Nathoo
2023-10-13
/s/ Moez Kassam
2023-10-13