0001104659-23-061406.txt : 20230516
0001104659-23-061406.hdr.sgml : 20230516
20230516162436
ACCESSION NUMBER: 0001104659-23-061406
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230510
FILED AS OF DATE: 20230516
DATE AS OF CHANGE: 20230516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURPHY W MICHAEL
CENTRAL INDEX KEY: 0001261876
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36400
FILM NUMBER: 23927882
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ashford Inc.
CENTRAL INDEX KEY: 0001604738
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 465292553
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: (972) 490-9600
MAIL ADDRESS:
STREET 1: 14185 DALLAS PARKWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75254
FORMER COMPANY:
FORMER CONFORMED NAME: Ashford Inc
DATE OF NAME CHANGE: 20140403
4/A
1
tm2315966-5_4aseq1.xml
OWNERSHIP DOCUMENT
X0407
4/A
2023-05-10
2023-05-12
0
0001604738
Ashford Inc.
AINC
0001261876
MURPHY W MICHAEL
14185 DALLAS PARKWAY
SUITE 1200
DALLAS
TX
75254
1
0
0
0
0
Common Stock
2023-05-10
4
A
0
9879
0
A
41850
D
The number of Deferred Stock Units issued to the Reporting Person as an annual equity grant from the Issuer under the Issuer's 2014 Incentive Plan was incorrectly reported on the Form 4 filed by the Reporting Person on May 12, 2023 due to an administrative error. This amended Form 4 shows the correct number of Deferred Stock Units granted. Each Deferred Stock Unit is fully vested and convertible into one share of the Issuer's common stock upon the earlier to occur of the Reporting Person's separation from service or a change of control of the Issuer. The Reporting Person also owns 4,774 shares of the Issuer's common stock.
/s/ W. Michael Murphy
2023-05-16