0001493152-23-019760.txt : 20230601
0001493152-23-019760.hdr.sgml : 20230601
20230601090740
ACCESSION NUMBER: 0001493152-23-019760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230530
FILED AS OF DATE: 20230601
DATE AS OF CHANGE: 20230601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chan Heng Fai Ambrose
CENTRAL INDEX KEY: 0001261725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39732
FILM NUMBER: 23983197
MAIL ADDRESS:
STREET 1: 2601 INSLAND PLACE TOWER
STREET 2: 510 KINGS RD N POINT
CITY: HONG KONG
STATE: K3
ZIP: 999999999
FORMER NAME:
FORMER CONFORMED NAME: CHAN FAI
DATE OF NAME CHANGE: 20030828
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alset Inc.
CENTRAL INDEX KEY: 0001750106
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 831079861
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 210
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 3019713955
MAIL ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 210
CITY: BETHESDA
STATE: MD
ZIP: 20814
FORMER COMPANY:
FORMER CONFORMED NAME: Alset EHome International Inc.
DATE OF NAME CHANGE: 20210205
FORMER COMPANY:
FORMER CONFORMED NAME: HF Enterprises Inc.
DATE OF NAME CHANGE: 20180814
4
1
ownership.xml
X0407
4
2023-05-30
0
0001750106
Alset Inc.
AEI
0001261725
Chan Heng Fai Ambrose
7 TEMASEK BOULEVARD #29-01B
SUNTEC TOWER ONE
SINGAPORE
U0
038987
SINGAPORE
1
1
1
0
Chief Executive Officer
0
Common Stock
2023-05-30
4
P
0
100000
1.646
A
4503818
D
Common Stock
2023-05-31
4
P
0
100000
1.96
A
4603818
D
On May 30, 2023, Mr. Chan acquired 100,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $1.39 to $1.84. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
On May 31, 2023, Mr. Chan acquired 100,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $1.73 to $2.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
In addition to the 4,603,818 shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 319,000 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 4,922,818 shares of the common stock of Alset Inc.
/s/ Chan Heng Fai Ambrose
2023-06-01