0001493152-23-018719.txt : 20230523 0001493152-23-018719.hdr.sgml : 20230523 20230523160518 ACCESSION NUMBER: 0001493152-23-018719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230519 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chan Heng Fai Ambrose CENTRAL INDEX KEY: 0001261725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39732 FILM NUMBER: 23948941 MAIL ADDRESS: STREET 1: 2601 INSLAND PLACE TOWER STREET 2: 510 KINGS RD N POINT CITY: HONG KONG STATE: K3 ZIP: 999999999 FORMER NAME: FORMER CONFORMED NAME: CHAN FAI DATE OF NAME CHANGE: 20030828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alset Inc. CENTRAL INDEX KEY: 0001750106 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 831079861 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 210 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019713955 MAIL ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 210 CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: Alset EHome International Inc. DATE OF NAME CHANGE: 20210205 FORMER COMPANY: FORMER CONFORMED NAME: HF Enterprises Inc. DATE OF NAME CHANGE: 20180814 4 1 ownership.xml X0407 4 2023-05-19 0 0001750106 Alset Inc. AEI 0001261725 Chan Heng Fai Ambrose 7 TEMASEK BOULEVARD #29-01B SUNTEC TOWER ONE SINGAPORE U0 038987 SINGAPORE 1 1 1 0 Chief Executive Officer 0 Common Stock 2023-05-19 4 P 0 4552 1.482 A 4403818 D On May 19, 2023, Mr. Chan acquired 4,552 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $1.44 to $1.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. In addition to the 4,403,818 shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 319,000 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 4,722,818 shares of the common stock of Alset Inc. /s/ Chan Heng Fai Ambrose 2023-05-23