0001493152-22-033827.txt : 20221128 0001493152-22-033827.hdr.sgml : 20221128 20221128160858 ACCESSION NUMBER: 0001493152-22-033827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221123 FILED AS OF DATE: 20221128 DATE AS OF CHANGE: 20221128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chan Heng Fai Ambrose CENTRAL INDEX KEY: 0001261725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39732 FILM NUMBER: 221425420 MAIL ADDRESS: STREET 1: 2601 INSLAND PLACE TOWER STREET 2: 510 KINGS RD N POINT CITY: HONG KONG STATE: K3 ZIP: 999999999 FORMER NAME: FORMER CONFORMED NAME: CHAN FAI DATE OF NAME CHANGE: 20030828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alset Inc. CENTRAL INDEX KEY: 0001750106 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 831079861 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 210 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019713955 MAIL ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 210 CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: Alset EHome International Inc. DATE OF NAME CHANGE: 20210205 FORMER COMPANY: FORMER CONFORMED NAME: HF Enterprises Inc. DATE OF NAME CHANGE: 20180814 4 1 ownership.xml X0306 4 2022-11-23 0 0001750106 Alset Inc. AEI 0001261725 Chan Heng Fai Ambrose 7 TEMASEK BOULEVARD #29-01B SUNTEC TOWER ONE SINGAPORE U0 038987 SINGAPORE 1 1 1 0 Chief Executive Officer Common Stock 2022-11-23 4 P 0 400000 0.217 A 75427030 D Common Stock 2022-11-25 4 P 0 144325 0.2292 A 75571355 D On November 23, 2022, Mr. Chan acquired 400,000 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $.1979 to $.2281. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. On November 25, 2022, Mr. Chan acquired 144,325 shares of the Issuer's common stock. This transaction was executed in multiple trades at prices ranging from $.2238 to $.23. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request of the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. In addition to the 75,571,355 shares of common stock held directly by Mr. Chan, Mr. Chan also indirectly owns 6,380,000 shares of common stock held by HFE Holdings Limited. Mr. Chan has sole voting and investment power with respect to the shares held by HFE Holdings Limited. Mr. Chan is the beneficial owner of 81,951,355 shares of the common stock of Alset Inc. /s/ Chan Heng Fai Ambrose 2022-11-28