0001493152-21-014414.txt : 20210615
0001493152-21-014414.hdr.sgml : 20210615
20210615164417
ACCESSION NUMBER: 0001493152-21-014414
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210614
FILED AS OF DATE: 20210615
DATE AS OF CHANGE: 20210615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chan Heng Fai Ambrose
CENTRAL INDEX KEY: 0001261725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39732
FILM NUMBER: 211019073
MAIL ADDRESS:
STREET 1: 2601 INSLAND PLACE TOWER
STREET 2: 510 KINGS RD N POINT
CITY: HONG KONG
STATE: K3
ZIP: 999999999
FORMER NAME:
FORMER CONFORMED NAME: CHAN FAI
DATE OF NAME CHANGE: 20030828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HFE Holdings Ltd
CENTRAL INDEX KEY: 0001756133
STATE OF INCORPORATION: K3
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39732
FILM NUMBER: 211019072
BUSINESS ADDRESS:
STREET 1: C/O SINGAPORE EDEVELOPMENT LTD. UNIT B
STREET 2: 17 FL GREATMANY CNTR 109-111 QUEENS RD E
CITY: WAN CHAI
STATE: K3
ZIP: 50
BUSINESS PHONE: (301)971-3940
MAIL ADDRESS:
STREET 1: C/O SINGAPORE EDEVELOPMENT LTD. UNIT B
STREET 2: 17 FL GREATMANY CNTR 109-111 QUEENS RD E
CITY: WAN CHAI
STATE: K3
ZIP: 50
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alset EHome International Inc.
CENTRAL INDEX KEY: 0001750106
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 831079861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: HAMPDEN SQUARE,4800 MONTGOMERY LANE
STREET 2: SUITE 210
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 3019713955
MAIL ADDRESS:
STREET 1: HAMPDEN SQUARE,4800 MONTGOMERY LANE
STREET 2: SUITE 210
CITY: BETHESDA
STATE: MD
ZIP: 20814
FORMER COMPANY:
FORMER CONFORMED NAME: HF Enterprises Inc.
DATE OF NAME CHANGE: 20180814
4
1
ownership.xml
X0306
4
2021-06-14
0
0001750106
Alset EHome International Inc.
AEI
0001261725
Chan Heng Fai Ambrose
C/O ALSET EHOME INTERNATIONAL INC.
4800 MONTGOMERY LANE, SUITE 210
BETHESDA
MD
20814
1
1
1
0
Chief Executive Officer
0001756133
HFE Holdings Ltd
C/O ALSET EHOME INTERNATIONAL INC.
4800 MONTGOMERY LANE, SUITE 210
BETHESDA
MD
20814
0
0
1
0
Common Stock
2021-06-14
4
J
0
6380000
0
A
6898348
I
Through HFE Holdings Limited
Common Stock
2021-06-14
4
J
0
2132000
0
A
9030348
D
Common Stock
2021-06-14
4
C
0
2770531
5.59
A
11800879
D
Common Stock
2021-06-14
4
C
0
5152186
5.59
A
16953065
D
Common Stock
2021-06-14
4
C
0
31179
5.59
A
16984244
D
Common Stock
2021-06-14
4
C
0
1210070
5.59
A
18194314
D
Series A Convertible Preferred Stock
2021-06-14
4
J
0
6380
D
Common Stock
6380000
0
I
Through HFE Holdings Limited
Series B Convertible Preferred Stock
2021-06-14
4
J
0
2132
D
Common Stock
2132000
0
D
6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock.
These shares of common stock are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares.
2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock.
On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $15,487,265 into 2,770,531 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share.
On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $28,800,721 into 5,152,186 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share.
On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $174,288 into 31,179 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share.
On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $6,764,291 into 1,210,070 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share.
/s/ Chan Heng Fai
2021-06-15
/s/ HFE Holdings Limited, by Chan Heng Fai
2021-06-15