0001493152-21-014414.txt : 20210615 0001493152-21-014414.hdr.sgml : 20210615 20210615164417 ACCESSION NUMBER: 0001493152-21-014414 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210614 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chan Heng Fai Ambrose CENTRAL INDEX KEY: 0001261725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39732 FILM NUMBER: 211019073 MAIL ADDRESS: STREET 1: 2601 INSLAND PLACE TOWER STREET 2: 510 KINGS RD N POINT CITY: HONG KONG STATE: K3 ZIP: 999999999 FORMER NAME: FORMER CONFORMED NAME: CHAN FAI DATE OF NAME CHANGE: 20030828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HFE Holdings Ltd CENTRAL INDEX KEY: 0001756133 STATE OF INCORPORATION: K3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39732 FILM NUMBER: 211019072 BUSINESS ADDRESS: STREET 1: C/O SINGAPORE EDEVELOPMENT LTD. UNIT B STREET 2: 17 FL GREATMANY CNTR 109-111 QUEENS RD E CITY: WAN CHAI STATE: K3 ZIP: 50 BUSINESS PHONE: (301)971-3940 MAIL ADDRESS: STREET 1: C/O SINGAPORE EDEVELOPMENT LTD. UNIT B STREET 2: 17 FL GREATMANY CNTR 109-111 QUEENS RD E CITY: WAN CHAI STATE: K3 ZIP: 50 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alset EHome International Inc. CENTRAL INDEX KEY: 0001750106 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 831079861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HAMPDEN SQUARE,4800 MONTGOMERY LANE STREET 2: SUITE 210 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019713955 MAIL ADDRESS: STREET 1: HAMPDEN SQUARE,4800 MONTGOMERY LANE STREET 2: SUITE 210 CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: HF Enterprises Inc. DATE OF NAME CHANGE: 20180814 4 1 ownership.xml X0306 4 2021-06-14 0 0001750106 Alset EHome International Inc. AEI 0001261725 Chan Heng Fai Ambrose C/O ALSET EHOME INTERNATIONAL INC. 4800 MONTGOMERY LANE, SUITE 210 BETHESDA MD 20814 1 1 1 0 Chief Executive Officer 0001756133 HFE Holdings Ltd C/O ALSET EHOME INTERNATIONAL INC. 4800 MONTGOMERY LANE, SUITE 210 BETHESDA MD 20814 0 0 1 0 Common Stock 2021-06-14 4 J 0 6380000 0 A 6898348 I Through HFE Holdings Limited Common Stock 2021-06-14 4 J 0 2132000 0 A 9030348 D Common Stock 2021-06-14 4 C 0 2770531 5.59 A 11800879 D Common Stock 2021-06-14 4 C 0 5152186 5.59 A 16953065 D Common Stock 2021-06-14 4 C 0 31179 5.59 A 16984244 D Common Stock 2021-06-14 4 C 0 1210070 5.59 A 18194314 D Series A Convertible Preferred Stock 2021-06-14 4 J 0 6380 D Common Stock 6380000 0 I Through HFE Holdings Limited Series B Convertible Preferred Stock 2021-06-14 4 J 0 2132 D Common Stock 2132000 0 D 6,380 shares of Series A Convertible Preferred Stock held by the reporting person automatically converted into 6,380,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred Stock. These shares of common stock are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. 2,132 shares of Series B Convertible Preferred Stock held by the reporting person automatically converted into 2,132,000 shares of common stock upon an increase in the authorized common stock of Alset EHome International Inc., pursuant to the terms of the Certificate of Designations, Preferences and Rights of the Series B Convertible Preferred Stock. On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $15,487,265 into 2,770,531 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $28,800,721 into 5,152,186 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $174,288 into 31,179 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. On June 14, 2021, the reporting person converted a note with an outstanding balance in the amount of $6,764,291 into 1,210,070 shares of the common stock of Alset EHome International Inc. at a conversion price of $5.59 per share. /s/ Chan Heng Fai 2021-06-15 /s/ HFE Holdings Limited, by Chan Heng Fai 2021-06-15