0001261654-23-000119.txt : 20231213
0001261654-23-000119.hdr.sgml : 20231213
20231213085747
ACCESSION NUMBER: 0001261654-23-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231208
FILED AS OF DATE: 20231213
DATE AS OF CHANGE: 20231213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prehn Kevin
CENTRAL INDEX KEY: 0002002125
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31923
FILM NUMBER: 231483066
MAIL ADDRESS:
STREET 1: 4225 E. WINDROSE DRIVE
STREET 2: SUITE 200
CITY: PHOENIX
STATE: AZ
ZIP: 85032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC
CENTRAL INDEX KEY: 0001261654
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860226984
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4225 EAST WINDROSE DRIVE
STREET 2: SUITE 200
CITY: PHOENIX
STATE: AZ
ZIP: 85032
BUSINESS PHONE: 623-445-9500
MAIL ADDRESS:
STREET 1: 4225 EAST WINDROSE DRIVE
STREET 2: SUITE 200
CITY: PHOENIX
STATE: AZ
ZIP: 85032
4
1
wk-form4_1702475859.xml
FORM 4
X0508
4
2023-12-08
0
0001261654
UNIVERSAL TECHNICAL INSTITUTE INC
UTI
0002002125
Prehn Kevin
4225 EAST WINDROSE DRIVE,
SUITE 200
PHOENIX
AZ
85032
0
1
0
0
Concorde Division President
0
Common Stock, $0.0001 par value
2023-12-08
4
M
0
1160
0
A
1160
D
Common Stock, $0.0001 par value
2023-12-08
4
F
0
315
11.88
D
845
D
Restricted Stock Units
2023-12-08
4
M
0
1160
0
D
Common Stock, $0.0001 par value
1160
2320
D
Restricted Stock Units
2023-12-08
4
A
0
28464
0
A
Common Stock, $0.0001 par value
28464
28464
D
Performance Units
2023-12-08
4
A
0
53370
0
A
Common Stock, $0.0001 par value
53370
53370
D
Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.
Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.
The restricted stock units vest in three equal annual installments beginning on December 8, 2023.
Vesting of restricted stock units granted on 12/08/2022.
Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.
/s/ Christopher Kevane, attorney-in-fact for Kevin Prehn
2023-12-12