0001261654-23-000021.txt : 20230110 0001261654-23-000021.hdr.sgml : 20230110 20230110192922 ACCESSION NUMBER: 0001261654-23-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230107 FILED AS OF DATE: 20230110 DATE AS OF CHANGE: 20230110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Sherrell CENTRAL INDEX KEY: 0001371105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 23522314 BUSINESS ADDRESS: BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 20410 NORTH 19TH AVENUE S-200 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wf-form4_167339694607319.xml FORM 4 X0306 4 2023-01-07 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001371105 Smith Sherrell 4225 E. WINDROSE DRIVE SUITE 200 PHOENIX AZ 85032 0 1 0 0 EVP, Campus Ops & Services Common Stock, $0.0001 par value 2023-01-07 4 M 0 6013 0 A 188871 D Common Stock, $0.0001 par value 2023-01-07 4 F 0 2816 6.71 D 186055 D Restricted Stock Units 2023-01-07 4 M 0 6013 0 D Common Stock, $0.0001 par value 6013.0 0 D On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Common Stock. Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. /s/ Sherrell Smith, by Chris Kevane, as Attorney-in-Fact 2023-01-10