0001261654-23-000020.txt : 20230110 0001261654-23-000020.hdr.sgml : 20230110 20230110192902 ACCESSION NUMBER: 0001261654-23-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230107 FILED AS OF DATE: 20230110 DATE AS OF CHANGE: 20230110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Troy R CENTRAL INDEX KEY: 0001789633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 23522313 MAIL ADDRESS: STREET 1: 16220 N SCOTTSDALE RD STREET 2: SUITE 500 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wf-form4_167339692529534.xml FORM 4 X0306 4 2023-01-07 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001789633 Anderson Troy R 4225 E. WINDROSE DRIVE SUITE 200 PHOENIX AZ 85032 0 1 0 0 EVP and CFO Common Stock, $0.0001 par value 2023-01-07 4 M 0 10222 0 A 49049 D Common Stock, $0.0001 par value 2023-01-07 4 F 0 3389 6.71 D 45660 D Restricted Stock Units 2023-01-07 4 M 0 10222 0 D Common Stock, $0.0001 par value 10222.0 0 D On January 7, 2020, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Common Stock. Shares withheld to satisfy tax liability for the vesting of performance units granted on 1/7/2020. Shares of Common Stock received from vesting of restricted stock units granted on 1/7/2020. /s/ Troy Anderson, by Christopher Kevane, as Attorney-in-Fact 2023-01-10