0001261654-22-000118.txt : 20221212 0001261654-22-000118.hdr.sgml : 20221212 20221212165731 ACCESSION NUMBER: 0001261654-22-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221208 FILED AS OF DATE: 20221212 DATE AS OF CHANGE: 20221212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grant Jerome Alan CENTRAL INDEX KEY: 0001723537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 221457728 MAIL ADDRESS: STREET 1: 16220 N. SCOTTSDALE RD., SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wf-form4_167088223658394.xml FORM 4 X0306 4 2022-12-08 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001723537 Grant Jerome Alan 4225 E. WINDROSE DRIVE SUITE 200 PHOENIX AZ 85032 1 1 0 0 Chief Executive Officer Common Stock, $0.0001 par value 2022-12-08 4 M 0 26623 0 A 88775 D Common Stock, $0.0001 par value 2022-12-08 4 F 0 11186 7.19 D 77589 D Restricted Stock Units 2022-12-08 4 M 0 26623 0 D 2024-12-08 Common Stock, $0.0001 par value 26623.0 53247 D Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. Each restricted stock unit represents a contingent right to receive one share of Common Stock. Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. The restricted stock units vest in three equal annual installments beginning on December 8, 2022. /s/ Christopher Kevane, attorney-in-fact for Jerome A Grant 2022-12-12