0001261654-22-000116.txt : 20221212 0001261654-22-000116.hdr.sgml : 20221212 20221212165705 ACCESSION NUMBER: 0001261654-22-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221208 FILED AS OF DATE: 20221212 DATE AS OF CHANGE: 20221212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Lori B CENTRAL INDEX KEY: 0001799017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31923 FILM NUMBER: 221457723 MAIL ADDRESS: STREET 1: 16220 N SCOTTSDALE RD STREET 2: SUITE 500 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL TECHNICAL INSTITUTE INC CENTRAL INDEX KEY: 0001261654 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860226984 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 BUSINESS PHONE: 623-445-9500 MAIL ADDRESS: STREET 1: 4225 EAST WINDROSE DRIVE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85032 4 1 wf-form4_167088219680547.xml FORM 4 X0306 4 2022-12-08 0 0001261654 UNIVERSAL TECHNICAL INSTITUTE INC UTI 0001799017 Smith Lori B 4225 E. WINDROSE DRIVE SUITE 200 PHOENIX AZ 85032 0 1 0 0 SVP Chief Information Officer Common Stock, $0.0001 par value 2022-12-08 4 M 0 4698 0 A 33424 D Common Stock, $0.0001 par value 2022-12-08 4 F 0 1342 7.19 D 32082 D Restricted Stock Units 2022-12-08 4 M 0 4698 0 D 2024-12-08 Common Stock, $0.0001 par value 4698.0 9396 D Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021. Each restricted stock unit represents a contingent right to receive one share of Common Stock. Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021. The restricted stock units vest in three equal annual installments beginning on December 8, 2022. /s/ Christopher Kevane, attorney-in-fact for Lori B. Smith 2022-12-09